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4//SEC Filing

CHART INDUSTRIES INC 4

Accession 0001209191-16-117508

$GTLSCIK 0000892553operating
View on SEC.govCompany Profile

Filed

May 3, 8:00 PM ET

Accepted

May 4, 6:13 PM ET

Size

20.7 KB

Accession

0001209191-16-117508

Insider Transaction Report

Form 4
Period: 2016-05-03
CHART INDUSTRIES INCGTLS
Webster Kenneth J
CAO and Controller
Transactions
  • Award

    Stock Option (Right to Buy)

    2016-05-03+12,770→ 12,770 total
    Exercise: $25.13Exp: 2026-05-03→ Common Stock (12,770 underlying)
Holdings

  • Stock Option (Right to Buy)

    Exercise: $17.72Exp: 2026-01-04→ Common Stock (8,690 underlying)
    8,690

  • Restricted Stock Unit

    Exercise: $0.00Exp: 2017-01-02→ Common Stock (650 underlying)
    650

  • Stock Option (Right to Buy)

    Exercise: $34.27Exp: 2025-01-02→ Common Stock (3,950 underlying)
    3,950

  • Common Stock, par value $0.01 per share

    15,618

  • Stock Option (Right to Buy)

    Exercise: $17.03Exp: 2020-01-04→ Common Stock (965 underlying)
    965

  • Stock Option (Right to Buy)

    Exercise: $55.93Exp: 2022-01-03→ Common Stock (1,520 underlying)
    1,520

  • Stock Option (Right to Buy)

    Exercise: $68.21Exp: 2023-01-02→ Common Stock (1,310 underlying)
    1,310

  • Stock Option (Right to Buy)

    Exercise: $93.34Exp: 2024-01-02→ Common Stock (1,200 underlying)
    1,200

  • Stock Option (Right to Buy)

    Exercise: $36.45Exp: 2021-01-03→ Common Stock (2,590 underlying)
    2,590
Footnotes (11)
  • [F1]No transaction is being reported on this line. Reported on a previously filed Form 4 or Form 5.
  • [F10]These options were granted on January 4, 2016 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
  • [F11]These options were granted on May 3, 2016 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
  • [F2]3,900, 2,590 and 774 shares of the total amount beneficially owned were granted on April 15, 2016, January 4, 2016 and January 2, 2015, respectively, pursuant to restricted share unit agreements under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3 and remain subject to restriction.
  • [F3]These options were granted on January 4, 2010 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
  • [F4]These options were granted on January 3, 2011 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
  • [F5]These options were granted on January 3, 2012 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
  • [F6]These options were granted on January 2, 2013 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
  • [F7]These options were granted on January 2, 2014 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
  • [F8]These LRSUs were granted on January 2, 2014 pursuant to a Leveraged Restricted Share Unit Agreement under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. Shares of Company common stock will be issued following the vesting of the LRSUs on the third anniversary of the date of grant. The minimum number of shares of Company common stock that will be issued at payment is 50% of the grant amount of LRSUs, and the maximum number of shares of Company common stock that will be issued at payment is 150% of the grant amount of LRSUs.
  • [F9]These options were granted on January 2, 2015 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.

Documents

1 file

Issuer

CHART INDUSTRIES INC

CIK 0000892553

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000892553

Filing Metadata

Form type
4
Filed
May 3, 8:00 PM ET
Accepted
May 4, 6:13 PM ET
Size
20.7 KB
View on SEC.gov