4//SEC Filing
WisdomTree Investments, Inc. 4
Accession 0001209191-16-117810
$WTCIK 0000880631operating
Filed
May 4, 8:00 PM ET
Accepted
May 5, 4:59 PM ET
Size
12.5 KB
Accession
0001209191-16-117810
Insider Transaction Report
Form 4
Begleiter Steven L
Director
Transactions
- Other
Common Stock
2016-05-03−996,000→ 0 total(indirect: By Flexpoint Fund, L.P.) - Other
Common Stock
2016-05-03+203,536→ 203,536 total(indirect: By Flexpoint Management, L.P.) - Other
Common Stock
2016-05-03−203,536→ 0 total(indirect: By Flexpoint Management, L.P.) - Other
Common Stock
2016-05-03+20,054→ 120,970 total
Footnotes (5)
- [F1]Reflects a pro rata distribution of shares of common stock of the Issuer for no consideration by Flexpoint Fund, L.P. (the "Fund"), the direct owner of the shares, to its general and limited partners on May 3, 2016, including Flexpoint Management, L.P. (the "GP"), the general partner of the Fund (the "Fund Distribution").
- [F2]These shares were owned directly by the Fund. The GP is the general partner of the Fund. Although the reporting person has no voting or dispositive power over these shares, by virtue of his interest in the GP, he may be deemed to have indirect beneficial ownership of these shares. The reporting person expressly disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for purposes of Section 16 or for any other purpose. These shares were inadvertently omitted from Form 4s filed by the reporting person on July 1, 2014, May 29, 2015 and June 25, 2015.
- [F3]Reflects the distribution of shares by the Fund to its general and limited partners in the Fund Distribution. As a result of the Fund Distribution, the GP became the direct beneficial owner of 203,536 shares of common stock of the Issuer. Following the Fund Distribution and on the same day, the GP further distributed, on a pro rata basis for no consideration, all 203,536 shares of common stock of the Issuer to its general and limited partners (the "GP Distribution"), including 20,054 shares of common stock distributed to the Reporting Person.
- [F4]These shares are owned directly by the GP. Although the Reporting Person has no voting or dispositive power over these shares, by virtue of his interest in the GP, he may be deemed to have indirect beneficial ownership of these shares. The Reporting Person expressly disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares on this Form shall not be deemed an admission of beneficial ownership of these shares for purposes of Section 16 or for any other purpose.
- [F5]Includes restricted stock award which vests as to 3,485 shares on June 24, 2016.
Documents
Issuer
WisdomTree Investments, Inc.
CIK 0000880631
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000880631
Filing Metadata
- Form type
- 4
- Filed
- May 4, 8:00 PM ET
- Accepted
- May 5, 4:59 PM ET
- Size
- 12.5 KB