4//SEC Filing
EnteroMedics Inc 4
Accession 0001209191-16-118165
CIK 0001371217operating
Filed
May 5, 8:00 PM ET
Accepted
May 6, 5:12 PM ET
Size
25.2 KB
Accession
0001209191-16-118165
Insider Transaction Report
Form 4
EnteroMedics IncETRM
KNUDSON MARK B
DirectorChrmn, Pres & CEO
Transactions
- Award
Director Option (Right to Buy)
2016-05-04+3,333→ 3,333 totalExercise: $0.75From: 2016-05-04Exp: 2026-05-04→ Common Stock (3,333 underlying)
Holdings
- 93(indirect: By Trust)
Common Stock
- 215(indirect: By Partnership)
Common Stock
- 1,388
Stock Option (right to buy)
Exercise: $56.70Exp: 2018-12-31→ Common Stock (1,388 underlying) - 85,248
Stock Option (right to buy)
Exercise: $19.65Exp: 2018-12-31→ Common Stock (85,248 underlying) - 451
Stock Option (right to buy)
Exercise: $41.40Exp: 2016-04-20→ Common Stock (451 underlying) - 1,726
Stock Option (right to buy)
Exercise: $28.50Exp: 2017-10-29→ Common Stock (1,726 underlying) - 2,942
Stock Option (right to buy)
Exercise: $28.50Exp: 2017-10-29→ Common stock (2,942 underlying) - 86,148
Stock Option (right to buy)
Exercise: $50.25Exp: 2018-12-31→ Common Stock (86,148 underlying) - 15,000
Stock Option (right to buy)
Exercise: $16.65Exp: 2018-12-31→ Common Stock (15,000 underlying) - 3,838(indirect: By Trust)
Common Stock
- 40,867
Common Stock
- 2,228
Stock Option (right to buy)
Exercise: $28.50Exp: 2017-10-29→ Common Stock (2,228 underlying) - 3,364
Stock Option (right to buy)
Exercise: $28.50Exp: 2017-10-29→ Common Stock (3,364 underlying) - 1,666
Warrant (common stock right to buy)
Exercise: $32.85→ Common Stock (1,666 underlying) - 23,333
Stock Option (right to buy)
Exercise: $38.70Exp: 2018-12-31→ Common Stock (23,333 underlying) - 23,333
Stock Option (right to buy)
Exercise: $40.05Exp: 2018-12-31→ Common Stock (23,333 underlying) - 13,333
Stock Option (right to buy)
Exercise: $28.50Exp: 2018-12-31→ Common Stock (13,333 underlying) - 3,333
Director Option (right to buy)
Exercise: $1.07From: 2016-02-25Exp: 2026-02-25→ Common Stock (3,333 underlying)
Footnotes (4)
- [F1]Options currently 100% vested.
- [F2]Warrant becomes exercisable 181 days from the date of issuance at close of offering.
- [F3]Warrant expires five years from the date it becomes exercisable.
- [F4]Vests immediately as to 25% on date noted and thereafter in cumulative installments of 1/36th per month.
Documents
Issuer
EnteroMedics Inc
CIK 0001371217
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001371217
Filing Metadata
- Form type
- 4
- Filed
- May 5, 8:00 PM ET
- Accepted
- May 6, 5:12 PM ET
- Size
- 25.2 KB