Home/Filings/4/0001209191-16-118165
4//SEC Filing

EnteroMedics Inc 4

Accession 0001209191-16-118165

CIK 0001371217operating

Filed

May 5, 8:00 PM ET

Accepted

May 6, 5:12 PM ET

Size

25.2 KB

Accession

0001209191-16-118165

Insider Transaction Report

Form 4
Period: 2016-05-04
KNUDSON MARK B
DirectorChrmn, Pres & CEO
Transactions
  • Award

    Director Option (Right to Buy)

    2016-05-04+3,3333,333 total
    Exercise: $0.75From: 2016-05-04Exp: 2026-05-04Common Stock (3,333 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    93
  • Common Stock

    (indirect: By Partnership)
    215
  • Stock Option (right to buy)

    Exercise: $56.70Exp: 2018-12-31Common Stock (1,388 underlying)
    1,388
  • Stock Option (right to buy)

    Exercise: $19.65Exp: 2018-12-31Common Stock (85,248 underlying)
    85,248
  • Stock Option (right to buy)

    Exercise: $41.40Exp: 2016-04-20Common Stock (451 underlying)
    451
  • Stock Option (right to buy)

    Exercise: $28.50Exp: 2017-10-29Common Stock (1,726 underlying)
    1,726
  • Stock Option (right to buy)

    Exercise: $28.50Exp: 2017-10-29Common stock (2,942 underlying)
    2,942
  • Stock Option (right to buy)

    Exercise: $50.25Exp: 2018-12-31Common Stock (86,148 underlying)
    86,148
  • Stock Option (right to buy)

    Exercise: $16.65Exp: 2018-12-31Common Stock (15,000 underlying)
    15,000
  • Common Stock

    (indirect: By Trust)
    3,838
  • Common Stock

    40,867
  • Stock Option (right to buy)

    Exercise: $28.50Exp: 2017-10-29Common Stock (2,228 underlying)
    2,228
  • Stock Option (right to buy)

    Exercise: $28.50Exp: 2017-10-29Common Stock (3,364 underlying)
    3,364
  • Warrant (common stock right to buy)

    Exercise: $32.85Common Stock (1,666 underlying)
    1,666
  • Stock Option (right to buy)

    Exercise: $38.70Exp: 2018-12-31Common Stock (23,333 underlying)
    23,333
  • Stock Option (right to buy)

    Exercise: $40.05Exp: 2018-12-31Common Stock (23,333 underlying)
    23,333
  • Stock Option (right to buy)

    Exercise: $28.50Exp: 2018-12-31Common Stock (13,333 underlying)
    13,333
  • Director Option (right to buy)

    Exercise: $1.07From: 2016-02-25Exp: 2026-02-25Common Stock (3,333 underlying)
    3,333
Footnotes (4)
  • [F1]Options currently 100% vested.
  • [F2]Warrant becomes exercisable 181 days from the date of issuance at close of offering.
  • [F3]Warrant expires five years from the date it becomes exercisable.
  • [F4]Vests immediately as to 25% on date noted and thereafter in cumulative installments of 1/36th per month.

Issuer

EnteroMedics Inc

CIK 0001371217

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001371217

Filing Metadata

Form type
4
Filed
May 5, 8:00 PM ET
Accepted
May 6, 5:12 PM ET
Size
25.2 KB