Financial Engines, Inc. 4
4 · Financial Engines, Inc. · Filed May 17, 2016
Insider Transaction Report
Form 4
KOONTZ PAUL G
Director10% Owner
Transactions
- Exercise/Conversion
Common Stock
2016-05-15+1,223→ 8,727 total - Exercise/Conversion
Restricted Stock
2016-05-15−1,223→ 3,671 totalExercise: $0.00→ Common Stock (1,223 underlying) - Exercise/Conversion
Common Stock
2016-05-16+1,250→ 9,977 total - Exercise/Conversion
Restricted Stock
2016-05-16−1,250→ 0 totalExercise: $0.00→ Common Stock (1,250 underlying)
Holdings
- 6,000(indirect: By Koontz Investments, LP Fund 3)
Common Stock
- 8,000(indirect: By Trust)
Common Stock
- 13,276(indirect: Koontz Investments, LP Fund 2)
Common Stock
Footnotes (6)
- [F1]Shares held by Koontz Investments, LP Fund 3. Paul G. Koontz is a General Partner of Koontz Investments, LP Fund 3 and disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein.
- [F2]Shares held by Paul G. Koontz as Trustee of the Koontz Revocable Trust Dated 06/29/1998.
- [F3]Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock.
- [F4]The Restricted Stock units vest in four equal installments beginning 5/15/16.
- [F5]No expiration date.
- [F6]The Restricted Stock units vest in four equal annual installments beginning 5/16/13.