4//SEC Filing
Ascent Solar Technologies, Inc. 4
Accession 0001209191-16-122748
$ASTICIK 0001350102operating
Filed
May 22, 8:00 PM ET
Accepted
May 23, 7:53 PM ET
Size
8.0 KB
Accession
0001209191-16-122748
Insider Transaction Report
Form 4
BIAO XU
Director
Transactions
- Award
Common Stock
2016-05-19+1,000,000→ 1,000,000 total
Holdings
- 100,000
Common Stock Option (Right to Buy)
Exercise: $1.01From: 2015-02-11Exp: 2025-02-11→ Common Stock (100,000 underlying) - 200,000
Common Stock Option (Right to Buy)
Exercise: $0.06From: 2016-03-10Exp: 2026-03-10→ Common Stock (100,000 underlying)
Footnotes (2)
- [F1]Mr. Xu was granted 1,000,000 restricted stock units on March 10, 2016, subject to and contingent upon receipt of stockholder approval in accordance with Sections 9 and 10 of the Issuer's Restricted Stock Plan. The stockholders approved the restricted stock unit grant on May 19, 2016. Each unit represents a contingent right to receive one share of common stock of the Issuer. Restricted stock units vest as follows: 50% on September 10, 2016 and 50% on March 10, 2017.
- [F2]Does not include shares held by TFG Radiant Investment Group Ltd. ("TFG Radiant"), which is the Issuer's largest stockholder. Mr. Xu is an investor in TFG Radiant and disclaims beneficial ownership of shares held by TFG Radiant (except to the extent of his pecuniary interest therein).
Documents
Issuer
Ascent Solar Technologies, Inc.
CIK 0001350102
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001350102
Filing Metadata
- Form type
- 4
- Filed
- May 22, 8:00 PM ET
- Accepted
- May 23, 7:53 PM ET
- Size
- 8.0 KB