4//SEC Filing
HARVARD BIOSCIENCE INC 4
Accession 0001209191-16-125070
$HBIOCIK 0001123494operating
Filed
Jun 1, 8:00 PM ET
Accepted
Jun 2, 4:14 PM ET
Size
11.8 KB
Accession
0001209191-16-125070
Insider Transaction Report
Form 4
GREEN DAVID
DirectorPresident
Transactions
- Tax Payment
Common Stock
2016-06-01$3.83/sh−76,374$292,512→ 504,910 total - Exercise/Conversion
Common Stock
2016-06-01$3.64/sh+79,059$287,775→ 581,284 total - Exercise/Conversion
Stock option (right to buy)
2016-06-01−79,059→ 0 totalExercise: $3.64From: 2016-01-01Exp: 2023-05-31→ Common Stock, par value $0.01 per share (79,059 underlying)
Holdings
- 300,000(indirect: By Trust)
Common Stock
- 322,124(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]Includes (a) a deferred stock award of 14,400 restricted stock units which fully vest on the earlier of (i) the date of the Issuer's next Annual Meeting of Stockholders after June 4, 2015, immediately prior to the commencement of such meeting, and (ii) June 4, 2016; (b) a deferred stock award of 7,725 restricted stock units which vest quarterly in equal installments on June 30, 2016, September 30, 2016 and December 31, 2016; and (c) 559,159 shares of common stock held by the Reporting Person.
- [F2]Represents the number of shares of common stock deemed to be owned by the Reporting Person in accordance with the Issuer's 2000 Stock Option and Incentive Plan, as amended, in connection with the payment of the option exercise price and related withholding taxes. With respect to each option exercise, the Issuer only delivered the net amount of the option shares to the Reporting Person. Shares of common stock in connection with the payment of the option exercise price and related withholding taxes were not sold by the Reporting Person or delivered to the Issuer. Nevertheless, the SEC deems such net exercise to be a disposition of shares for purposes of Section 16(a) of the Securities Exchange Act of 1934.
- [F3]Includes (a) a deferred stock award of 14,400 restricted stock units which fully vest on the earlier of (i) the date of the Issuer's next Annual Meeting of Stockholders after June 4, 2015, immediately prior to the commencement of such meeting, and (ii) June 4, 2016; (b) a deferred stock award of 7,725 restricted stock units which vest quarterly in equal installments on June 30, 2016, September 30, 2016 and December 31, 2016; and (c) 482,785 shares of common stock held by the Reporting Person.
- [F4]Represent the exercise of stock options granted pursuant to the Issuer's 2000 Stock Option and Incentive Plan, as amended.
Documents
Issuer
HARVARD BIOSCIENCE INC
CIK 0001123494
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001123494
Filing Metadata
- Form type
- 4
- Filed
- Jun 1, 8:00 PM ET
- Accepted
- Jun 2, 4:14 PM ET
- Size
- 11.8 KB