Home/Filings/4/0001209191-16-125192
4//SEC Filing

Empire State Realty Trust, Inc. 4

Accession 0001209191-16-125192

$ESRTCIK 0001541401operating

Filed

Jun 1, 8:00 PM ET

Accepted

Jun 2, 4:45 PM ET

Size

6.2 KB

Accession

0001209191-16-125192

Insider Transaction Report

Form 4
Period: 2016-06-01
Transactions
  • Award

    LTIP Units

    2016-06-01+5,40728,158 total
    From: 2017-06-01Class A Common Stock (5,407 underlying)
Footnotes (1)
  • [F1]Represents LTIP Units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). The LTIP Units are covertible by the reporting person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. The LTIP Units, which vest ratably on each of the first three anniversaries of the date of grant, were granted under the First Amended and Restated Empire State Realty Trust, Inc. and Empire State Realty OP, L.P. 2013 Equity Incentive Plan.

Issuer

Empire State Realty Trust, Inc.

CIK 0001541401

Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0001541401

Filing Metadata

Form type
4
Filed
Jun 1, 8:00 PM ET
Accepted
Jun 2, 4:45 PM ET
Size
6.2 KB