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GLAUKOS Corp 4

Accession 0001209191-16-125337

$GKOSCIK 0001192448operating
View on SEC.govCompany Profile

Filed

Jun 1, 8:00 PM ET

Accepted

Jun 2, 9:16 PM ET

Size

33.4 KB

Accession

0001209191-16-125337

Insider Transaction Report

Form 4
Period: 2016-05-31
GLAUKOS CorpGKOS
VERSANT VENTURES I LLC
10% Owner
Transactions
  • Sale

    Common Stock

    2016-05-31$23.98/sh−10,970$263,061→ 51,247 total(indirect: See Footnote)
  • Sale

    Common Stock

    2016-05-31$23.98/sh−23,088$553,650→ 109,395 total(indirect: See Footnote)
  • Other

    Common Stock

    2016-05-31+397→ 397 total(indirect: See Footnote)
  • Other

    Common Stock

    2016-05-31+397→ 397 total(indirect: See Footnote)
  • Other

    Common Stock

    2016-05-31+496→ 496 total(indirect: See Footnote)
  • Other

    Common Stock

    2016-05-31−505,297→ 2,379,539 total(indirect: See Footnote)
  • Other

    Common Stock

    2016-05-31+741→ 741 total(indirect: See Footnote)
  • Other

    Common Stock

    2016-05-31+989→ 989 total(indirect: See Footnote)
  • Other

    Common Stock

    2016-05-31+2,317→ 2,317 total(indirect: See Footnote)
  • Other

    Common Stock

    2016-05-31−9,892→ 46,804 total(indirect: See Footnote)
  • Other

    Common Stock

    2016-05-31+128,758→ 128,758 total(indirect: See Footnote)
  • Other

    Common Stock

    2016-05-31+989→ 989 total(indirect: See Footnote)
LUBASH BARBARA N
10% Owner
Transactions
  • Sale

    Common Stock

    2016-05-31$23.98/sh−23,088$553,650→ 109,395 total(indirect: See Footnote)
  • Other

    Common Stock

    2016-05-31+397→ 397 total(indirect: See Footnote)
  • Other

    Common Stock

    2016-05-31+989→ 989 total(indirect: See Footnote)
  • Other

    Common Stock

    2016-05-31+128,758→ 128,758 total(indirect: See Footnote)
  • Other

    Common Stock

    2016-05-31+496→ 496 total(indirect: See Footnote)
  • Other

    Common Stock

    2016-05-31−9,892→ 46,804 total(indirect: See Footnote)
  • Other

    Common Stock

    2016-05-31+989→ 989 total(indirect: See Footnote)
  • Other

    Common Stock

    2016-05-31+2,317→ 2,317 total(indirect: See Footnote)
  • Sale

    Common Stock

    2016-05-31$23.98/sh−10,970$263,061→ 51,247 total(indirect: See Footnote)
  • Other

    Common Stock

    2016-05-31−505,297→ 2,379,539 total(indirect: See Footnote)
  • Other

    Common Stock

    2016-05-31+741→ 741 total(indirect: See Footnote)
  • Other

    Common Stock

    2016-05-31+397→ 397 total(indirect: See Footnote)
ROBERTSON REBECCA B
10% Owner
Transactions
  • Other

    Common Stock

    2016-05-31−505,297→ 2,379,539 total(indirect: See Footnote)
  • Other

    Common Stock

    2016-05-31+741→ 741 total(indirect: See Footnote)
  • Other

    Common Stock

    2016-05-31+989→ 989 total(indirect: See Footnote)
  • Other

    Common Stock

    2016-05-31+397→ 397 total(indirect: See Footnote)
  • Sale

    Common Stock

    2016-05-31$23.98/sh−23,088$553,650→ 109,395 total(indirect: See Footnote)
  • Other

    Common Stock

    2016-05-31+397→ 397 total(indirect: See Footnote)
  • Other

    Common Stock

    2016-05-31−9,892→ 46,804 total(indirect: See Footnote)
  • Sale

    Common Stock

    2016-05-31$23.98/sh−10,970$263,061→ 51,247 total(indirect: See Footnote)
  • Other

    Common Stock

    2016-05-31+128,758→ 128,758 total(indirect: See Footnote)
  • Other

    Common Stock

    2016-05-31+989→ 989 total(indirect: See Footnote)
  • Other

    Common Stock

    2016-05-31+496→ 496 total(indirect: See Footnote)
  • Other

    Common Stock

    2016-05-31+2,317→ 2,317 total(indirect: See Footnote)
Footnotes (16)
  • [F1]Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Versant Venture Capital I, L.P., a Delaware limited partnership ("VVC I") without consideration to its partners.
  • [F10]The shares are held by the Atwood-Edminster Trust dated 4/2/2000 (the "Atwood Trust") for the benefit of Brian G. Atwood. Brian G. Atwood is a trustee of the Atwood Trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.
  • [F11]The shares are held by Colella Family Partners and Colella Family Trust UTA Dated 9/21/92 for the benefit of Samuel D. Colella. Samuel D. Colella is a general partner of Colella Family Partners and a trustee of Colella Family Trust UTA Dated 9/21/92. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.
  • [F12]The shares are held by The Jaffe Family Trust (the "Jaffe Trust") for the benefit of Ross A. Jaffe. Ross A. Jaffe is a trustee of the Jaffe Trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.
  • [F13]The shares are held by The Link Family Trust (the "Link Trust") for the benefit of William J. Link. William J. Link is a trustee of the Link Trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.
  • [F14]The shares are held Lubash Moses LLC for the benefit of Barbara N. Lubash (the "LLC") for the benefit of Barbara N. Lubash. Barbara N. Lubash is a manager of the LLC. The Reporting Person disclaims beneficial ownership of the shares except to the extent of her proportionate pecuniary interest therein.
  • [F15]The shares are held by the Milder Community Property Trust (the "Milder Trust") for the benefit of Donald B. Milder. Donald B. Milder is a trustee of the Milder Trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.
  • [F16]The shares are held by the Robertson Family Trust (the "Robertson Trust") for the benefit of Rebecca B. Robertson. Rebecca B. Robertson is a trustee of the Robertson Trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of her proportionate pecuniary interest therein.
  • [F2]The shares are held by VVC I. Versant Ventures I, LLC, a Delaware limited liability company ("VV I") serves as the sole general partner of VVC I. Brian G. Atwood, Samuel D. Colella, Ross A. Jaffe, William J. Link, Ph.D., Donald B. Milder, Rebecca B. Robertson and Barbara N. Lubash are managing directors and/or members of VV I and share voting and dispositive power over the shares held by VVC I; however, they disclaim beneficial ownership of the shares held by such entities except to the extent of their pecuniary interests therein. William J. Link, Ph.D. is a director of the Issuer and, accordingly, files separate Section 16 reports.
  • [F3]Represents a pro-rata in-kind distribution of Common Stock of the Issuer for no consideration by Versant Side Fund I, L.P., a Delaware limited partnership ("VSF I") to its partners, without consideration.
  • [F4]The shares are held by VSF I. VV I serves as the sole general partner of VSF I. Brian G. Atwood, Samuel D. Colella, Ross A. Jaffe, William J. Link, Ph.D., Donald B. Milder, Rebecca B. Robertson and Barbara N. Lubash are managing directors and/or members of VV I and share voting and dispositive power over the shares held by VSF I; however, they disclaim beneficial ownership of the shares held by such entities except to the extent of their pecuniary interests therein. William J. Link, Ph.D. is a director of the Issuer and, accordingly, files separate Section 16 reports.
  • [F5]The shares are held by Versant Affiliates Fund I-A, L.P., a Delaware limited partnership ("VAF I-A"). VV I serves as the sole general partner of VAF I-A. Brian G. Atwood, Samuel D. Colella, Ross A. Jaffe, William J. Link, Ph.D., Donald B. Milder, Rebecca B. Robertson and Barbara N. Lubash are managing directors and/or members of VV I and share voting and dispositive power over the shares held by VAF I-A; however, they disclaim beneficial ownership of the shares held by such entities except to the extent of their pecuniary interests therein. William J. Link, Ph.D. is a director of the Issuer and, accordingly, files separate Section 16 reports.
  • [F6]The shares are held by Versant Affiliates Fund I-B, L.P., a Delaware limited partnership ("VAF I-B"). VV I serves as the sole general partner of VAF I-B. Brian G. Atwood, Samuel D. Colella, Ross A. Jaffe, William J. Link, Ph.D., Donald B. Milder, Rebecca B. Robertson and Barbara N. Lubash are managing directors and/or members of VV I and share voting and dispositive power over the shares held by VAF I-B; however, they disclaim beneficial ownership of the shares held by such entities except to the extent of their pecuniary interests therein. William J. Link, Ph.D. is a director of the Issuer and, accordingly, files separate Section 16 reports.
  • [F7]Represents a change in the form of ownership by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer for no consideration by VVC-I.
  • [F8]The shares are held by VV I. Brian G. Atwood, Samuel D. Colella, Ross A. Jaffe, William J. Link, Ph.D., Donald B. Milder, Rebecca B. Robertson and Barbara N. Lubash are managing directors and/or members of VV I and share voting and dispositive power over the shares held by VV I; however, they disclaim beneficial ownership of the shares held by such entities except to the extent of their pecuniary interests therein. William J. Link, Ph.D. is a director of the Issuer and, accordingly, files separate Section 16 reports.
  • [F9]Represents a change in the form of ownership by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by VSF I.

Documents

1 file

Issuer

GLAUKOS Corp

CIK 0001192448

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001192448

Filing Metadata

Form type
4
Filed
Jun 1, 8:00 PM ET
Accepted
Jun 2, 9:16 PM ET
Size
33.4 KB
View on SEC.gov