HeartWare International, Inc. 4
4 · HeartWare International, Inc. · Filed Jun 3, 2016
Insider Transaction Report
Form 4
Wade Denis Newell
Director
Transactions
- Award
Stock Option (right to buy)
2016-06-01+1,000→ 7,000 totalExercise: $29.01From: 2017-06-01Exp: 2026-06-01→ Common Stock (1,000 underlying) - Exercise/Conversion
Common Stock
2016-06-01+1,000→ 5,750 total - Award
Restricted Stock Unit
2016-06-01+1,000→ 2,250 totalFrom: 2017-06-01Exp: 2017-06-01→ Common Stock (1,000 underlying) - Exercise/Conversion
Restricted Stock Unit
2016-06-01−1,000→ 1,250 totalFrom: 2016-06-01Exp: 2016-06-01→ Common Stock (1,000 underlying)
Holdings
- 4,966(indirect: see footnote)
Common Stock
Footnotes (4)
- [F1]Nickeli Holdings Pty. Limited as Trustee of the Wade Family Superannuation Fund.
- [F2]The stock options become exercisable on June 1, 2017 subject to the reporting person's continuous service as a director of the Company through June 1, 2017. In addition, the stock options will immediately vest upon the occurrence of a change in control (as defined in the 2012 Incentive Award Plan) or upon the reporting person's death prior to settlement.
- [F3]Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- [F4]The restricted stock units vest on June 1, 2017 subject to the reporting person's continuous service as a director of the Company through June 1, 2017. In addition, the restricted stock units will immediately vest upon the occurrence of a change in control (as defined in the 2012 Incentive Award Plan) or upon the reporting person's death prior to settlement.