4//SEC Filing
HeartWare International, Inc. 4
Accession 0001209191-16-125741
CIK 0001389072operating
Filed
Jun 2, 8:00 PM ET
Accepted
Jun 3, 5:17 PM ET
Size
13.0 KB
Accession
0001209191-16-125741
Insider Transaction Report
Form 4
Wade Denis Newell
Director
Transactions
- Award
Stock Option (right to buy)
2016-06-01+1,000→ 7,000 totalExercise: $29.01From: 2017-06-01Exp: 2026-06-01→ Common Stock (1,000 underlying) - Exercise/Conversion
Common Stock
2016-06-01+1,000→ 5,750 total - Award
Restricted Stock Unit
2016-06-01+1,000→ 2,250 totalFrom: 2017-06-01Exp: 2017-06-01→ Common Stock (1,000 underlying) - Exercise/Conversion
Restricted Stock Unit
2016-06-01−1,000→ 1,250 totalFrom: 2016-06-01Exp: 2016-06-01→ Common Stock (1,000 underlying)
Holdings
- 4,966(indirect: see footnote)
Common Stock
Footnotes (4)
- [F1]Nickeli Holdings Pty. Limited as Trustee of the Wade Family Superannuation Fund.
- [F2]The stock options become exercisable on June 1, 2017 subject to the reporting person's continuous service as a director of the Company through June 1, 2017. In addition, the stock options will immediately vest upon the occurrence of a change in control (as defined in the 2012 Incentive Award Plan) or upon the reporting person's death prior to settlement.
- [F3]Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- [F4]The restricted stock units vest on June 1, 2017 subject to the reporting person's continuous service as a director of the Company through June 1, 2017. In addition, the restricted stock units will immediately vest upon the occurrence of a change in control (as defined in the 2012 Incentive Award Plan) or upon the reporting person's death prior to settlement.
Documents
Issuer
HeartWare International, Inc.
CIK 0001389072
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001389072
Filing Metadata
- Form type
- 4
- Filed
- Jun 2, 8:00 PM ET
- Accepted
- Jun 3, 5:17 PM ET
- Size
- 13.0 KB