4//SEC Filing
QLIK TECHNOLOGIES INC 4
Accession 0001209191-16-126366
CIK 0001305294operating
Filed
Jun 6, 8:00 PM ET
Accepted
Jun 7, 7:55 PM ET
Size
25.5 KB
Accession
0001209191-16-126366
Insider Transaction Report
Form 4
Bjork Lars
DirectorCEO, President
Transactions
- Exercise/Conversion
Common Stock
2016-06-05+15,075→ 886,271.746 total - Sale
Common Stock
2016-06-07$30.09/sh−4,765$143,355→ 897,646.746 total - Exercise/Conversion
Restricted Stock Unit
2016-06-06−17,650→ 35,300 total→ Common Stock (17,650 underlying) - Exercise/Conversion
Common Stock
2016-06-06+17,650→ 903,921.746 total - Sale
Common Stock
2016-06-06$30.14/sh−12,035$362,690→ 891,886.746 total - Exercise/Conversion
Common Stock
2016-06-07+5,575→ 897,461.746 total - Exercise/Conversion
Common Stock
2016-06-07+4,950→ 902,411.746 total - Exercise/Conversion
Restricted Stock Unit
2016-06-05−15,075→ 45,225 total→ Common Stock (15,075 underlying) - Exercise/Conversion
Restricted Stock Unit
2016-06-07−5,575→ 5,575 total→ Common Stock (5,575 underlying) - Exercise/Conversion
Restricted Stock Unit
2016-06-07−4,950→ 0 total→ Common Stock (4,950 underlying)
Holdings
- 28,823.403(indirect: By 2012 GRAT)
Common Stock
- 0.851(indirect: By 2013 GRAT)
Common Stock
Footnotes (10)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
- [F10]The RSUs vest in four (4) equal annual installments beginning June 7, 2013, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.
- [F2]Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the vesting of RSUs described in this Form 4.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.13 to $30.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.085 to $30.0881, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.
- [F5]The Reporting Person's spouse in the successor trustee of the trust. The Reporting Person disclaims beneficial ownership of these shares, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- [F6]The RSUs vest in four (4) equal annual installments beginning June 5, 2016, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.
- [F7]Not applicable.
- [F8]The RSUs vest in four (4) equal annual installments beginning June 6, 2015, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.
- [F9]The RSUs vest in four (4) equal annual installments beginning June 7, 2014, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.
Documents
Issuer
QLIK TECHNOLOGIES INC
CIK 0001305294
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001305294
Filing Metadata
- Form type
- 4
- Filed
- Jun 6, 8:00 PM ET
- Accepted
- Jun 7, 7:55 PM ET
- Size
- 25.5 KB