|4Jun 8, 4:01 PM ET

NEOPHOTONICS CORP 4

4 · NEOPHOTONICS CORP · Filed Jun 8, 2016

Insider Transaction Report

Form 4
Period: 2016-06-07
Transactions
  • Award

    Non-Qualified Stock Option (right to buy)

    2016-06-07+2,6562,656 total
    Exercise: $9.41From: 2016-07-07Exp: 2026-06-06Common Stock (2,656 underlying)
  • Award

    Restricted Stock Units (right to acquire)

    2016-06-07+2,6562,656 total
    Exercise: $0.00From: 2017-06-07Common Stock (2,656 underlying)
Footnotes (3)
  • [F1]This option shall vest at a rate of 1/12th of the total number of shares granted on each monthly anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of NeoPhotonics Corporation (the "Company").
  • [F2]Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of NeoPhotonics common stock.
  • [F3]The RSUs shall vest on the one year anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION