Home/Filings/4/0001209191-16-126511
4//SEC Filing

NEOPHOTONICS CORP 4

Accession 0001209191-16-126511

CIK 0001227025operating

Filed

Jun 7, 8:00 PM ET

Accepted

Jun 8, 4:01 PM ET

Size

7.9 KB

Accession

0001209191-16-126511

Insider Transaction Report

Form 4
Period: 2016-06-07
Transactions
  • Award

    Non-Qualified Stock Option (right to buy)

    2016-06-07+2,6562,656 total
    Exercise: $9.41From: 2016-07-07Exp: 2026-06-06Common Stock (2,656 underlying)
  • Award

    Restricted Stock Units (right to acquire)

    2016-06-07+2,6562,656 total
    Exercise: $0.00From: 2017-06-07Common Stock (2,656 underlying)
Footnotes (3)
  • [F1]This option shall vest at a rate of 1/12th of the total number of shares granted on each monthly anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of NeoPhotonics Corporation (the "Company").
  • [F2]Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of NeoPhotonics common stock.
  • [F3]The RSUs shall vest on the one year anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company.

Issuer

NEOPHOTONICS CORP

CIK 0001227025

Entity typeoperating

Related Parties

1
  • filerCIK 0001227025

Filing Metadata

Form type
4
Filed
Jun 7, 8:00 PM ET
Accepted
Jun 8, 4:01 PM ET
Size
7.9 KB