4//SEC Filing
Gigamon Inc. 4
Accession 0001209191-16-127137
CIK 0001484504operating
Filed
Jun 9, 8:00 PM ET
Accepted
Jun 10, 5:35 PM ET
Size
11.8 KB
Accession
0001209191-16-127137
Insider Transaction Report
Form 4
Gigamon Inc.GIMO
Mulloy Corey
Director
Transactions
- Award
Common Stock
2016-06-09+5,894→ 12,430 total
Holdings
- 61,481(indirect: See Footnote)
Common Stock
- 1,926(indirect: See Footnote)
Common Stock
- 21,696(indirect: See Footnote)
Common Stock
- 14,897(indirect: See Footnote)
Common Stock
Footnotes (7)
- [F1]Reflects automatic annual restricted stock unit ("RSU") awards pursuant to the Issuer's Outside Director Compensation Policy, effective June 11, 2013, as amended as of April 21, 2015.
- [F2]The reported securities awarded on June 9, 2016 (the "Award Date") represent RSUs which vest in twelve equal monthly installments following the Award Date and will vest fully on the earlier of June 9, 2017 or the date of the Issuer's next annual meeting of the stockholders, subject to the Reporting Person's continued service on the Issuer's board of directors through each vesting date.
- [F3]Includes pro rata in-kind distributions, without consideration, of the Issuer's common stock by Highland Entrepreneurs' Fund VII Limited Partnership, a venture capital partnership ("HEF VII") to its constituent partners. The Reporting Person received 146 shares on November 9, 2015 and 133 shares on May 10, 2016 as part of the distributions.
- [F4]On November 9, 2015 and May 10, 2016, Highland Capital Partners VII Limited Partnership, a venture capital partnership ("HCP VII"), made pro rata in-kind distributions, without consideration, for a total of 860,719 shares and 783,562 shares, respectively, of Common Stock of the Issuer to its limited partners, including Highland Management Partners VII Limited Partnership ("HMP VII LP"), the general partner of HCP VII, and to the limited partners of HMP VII LP. The remaining securities are held by HCP VII. The Reporting Person is an authorized manager of Highland Management Partners VII, LLC ("HMP VII LLC"), which is the general partner of HMP VII LP. Each of the Reporting Person, HMP VII LP and HMP VII LLC disclaims beneficial ownership of all shares held by HCP VII except to the extent, if any, of such entity's pecuniary interest therein.
- [F5]On November 9, 2015 and May 10, 2016, Highland Capital Partners VII-B Limited Partnership, a venture capital partnership ("HCP VII-B"), made pro rata in-kind distributions, without consideration, for a total of 208,569 shares and 189,872 shares, respectively, of Common Stock of the Issuer to its limited partners, including HMP VII LP, the general partner of HCP VII-B, and to the limited partners of HMP VII LP. The remaining securities are held by HCP VII-B. The Reporting Person is an authorized manager of HMP VII LLC, which is the general partner of HMP VII LP. Each of the Reporting Person, HMP VII LP and HMP VII LLC disclaims beneficial ownership of all shares held by HCP VII-B except to the extent, if any, of such entity's pecuniary interest therein.
- [F6]On November 9, 2015 and May 10, 2016, Highland Capital Partners VII-C Limited Partnership, a venture capital partnership ("HCP VII-C"), made pro rata in-kind distributions, without consideration, for a total of 303,742 shares and 276,514 shares, respectively, of Common Stock of the Issuer to its limited partners, including HMP VII LP, the general partner of HCP VII-C, and to the limited partners of HMP VII LP. The remaining securities are held by HCP VII-C. The Reporting Person is an authorized manager of HMP VII LLC, which is the general partner of HMP VII LP. Each of the Reporting Person, HMP VII LP and HMP VII LLC disclaims beneficial ownership of all shares held by HCP VII-C except to the extent, if any, of such entity's pecuniary interest therein.
- [F7]On November 9, 2015 and May 10, 2016, HEF VII made pro rata in-kind distributions, without consideration, for a total of 26,970 shares and 24,552 shares, respectively, of Common Stock of the Issuer to its limited partners, including HMP VII LP, the general partner of HEF VII, and to the limited partners of HMP VII LP. The remaining securities are held by HEF VII. The Reporting Person is an authorized manager of HMP VII LLC, which is the general partner of HMP VII LP. Each of the Reporting Person, HMP VII LP and HMP VII LLC disclaims beneficial ownership of all shares held by HEF VII except to the extent, if any, of such entity's pecuniary interest therein.
Documents
Issuer
Gigamon Inc.
CIK 0001484504
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001484504
Filing Metadata
- Form type
- 4
- Filed
- Jun 9, 8:00 PM ET
- Accepted
- Jun 10, 5:35 PM ET
- Size
- 11.8 KB