STEMCELLS INC 4
4 · STEMCELLS INC · Filed Jun 17, 2016
Insider Transaction Report
Form 4
STEMCELLS INCSTEM
KOSHY GEORGE
Other
Transactions
- Tax Payment
Common Stock
2016-05-24$2.92/sh−2,084$6,085→ 27,308 total
Holdings
- 5,764(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]This is recorded as a Code F disposition because the shares were used by the reporting person to pay a tax liability incurred by him from the delivery of shares incident to the vesting of restricted stock units.
- [F2]Includes (1) 2,084 restricted stock units vesting on May 24, 2017; (2) 10,834 restricted stock units, with 5,417 of these vesting on each of January 8, 2017 and January 8, 2018; and (3) 5,459 restricted stock units with performance based vesting.
- [F3]Shares held in 401(k) account, in accordance with issuer's employer-match policies.