Alexza Pharmaceuticals Inc.·4

Jun 21, 3:52 PM ET

Alexza Pharmaceuticals Inc. 4

4 · Alexza Pharmaceuticals Inc. · Filed Jun 21, 2016

Insider Transaction Report

Form 4
Period: 2016-06-21
Transactions
  • Disposition to Issuer

    Stock Option (right to buy)

    2016-06-212,5000 total
    Exercise: $28.00From: 2010-08-21Exp: 2020-07-20Common Stock (2,500 underlying)
  • Disposition from Tender

    Common Stock

    2016-06-211,0500 total
  • Disposition to Issuer

    Stock Option (right to buy)

    2016-06-2112,5000 total
    Exercise: $1.28From: 2016-06-03Exp: 2025-06-02Common Stock (12,500 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2016-06-2111,6060 total
    Exercise: $4.68From: 2013-06-21Exp: 2023-05-20Common Stock (11,606 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2016-06-213,9910 total
    Exercise: $3.50From: 2012-07-06Exp: 2022-06-06Common Stock (3,991 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2016-06-213,1250 total
    Exercise: $15.30From: 2011-08-28Exp: 2021-07-28Common Stock (3,125 underlying)
Footnotes (2)
  • [F1]Per the terms of the Agreement and Plan of Merger, dated 5/9/16, among the Issuer, Grupo Ferrer Internactional, S.A. and Ferrer Pharma Inc. (the "Agreement) and the Offer (as defined in the Agreement), each share of the Issuer's common stock was tendered for $0.90 per share in cash, without interest and less any required withholding taxes, plus one contractual contingent value right per share ("CVR") (as defined in the Agreement).
  • [F2]Disposed of per Section 3.4(a) of the Agreement, whereby each option that was outstanding immediately prior to the Offer Closing (as defined in the Agreement) was cancelled without consideration.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION