Home/Filings/4/0001209191-16-129011
4//SEC Filing

Alexza Pharmaceuticals Inc. 4

Accession 0001209191-16-129011

CIK 0001344413operating

Filed

Jun 20, 8:00 PM ET

Accepted

Jun 21, 3:52 PM ET

Size

18.5 KB

Accession

0001209191-16-129011

Insider Transaction Report

Form 4
Period: 2016-06-21
Transactions
  • Disposition to Issuer

    Stock Option (right to buy)

    2016-06-212,5000 total
    Exercise: $28.00From: 2010-08-21Exp: 2020-07-20Common Stock (2,500 underlying)
  • Disposition from Tender

    Common Stock

    2016-06-211,0500 total
  • Disposition to Issuer

    Stock Option (right to buy)

    2016-06-2112,5000 total
    Exercise: $1.28From: 2016-06-03Exp: 2025-06-02Common Stock (12,500 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2016-06-2111,6060 total
    Exercise: $4.68From: 2013-06-21Exp: 2023-05-20Common Stock (11,606 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2016-06-213,9910 total
    Exercise: $3.50From: 2012-07-06Exp: 2022-06-06Common Stock (3,991 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2016-06-213,1250 total
    Exercise: $15.30From: 2011-08-28Exp: 2021-07-28Common Stock (3,125 underlying)
Footnotes (2)
  • [F1]Per the terms of the Agreement and Plan of Merger, dated 5/9/16, among the Issuer, Grupo Ferrer Internactional, S.A. and Ferrer Pharma Inc. (the "Agreement) and the Offer (as defined in the Agreement), each share of the Issuer's common stock was tendered for $0.90 per share in cash, without interest and less any required withholding taxes, plus one contractual contingent value right per share ("CVR") (as defined in the Agreement).
  • [F2]Disposed of per Section 3.4(a) of the Agreement, whereby each option that was outstanding immediately prior to the Offer Closing (as defined in the Agreement) was cancelled without consideration.

Issuer

Alexza Pharmaceuticals Inc.

CIK 0001344413

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001344413

Filing Metadata

Form type
4
Filed
Jun 20, 8:00 PM ET
Accepted
Jun 21, 3:52 PM ET
Size
18.5 KB