BANK MUTUAL CORP 4
4 · BANK MUTUAL CORP · Filed Jun 28, 2016
Insider Transaction Report
Form 4
BANK MUTUAL CORPBKMU
Baumgarten David A
DirectorPresident
Transactions
- Exercise/Conversion
Options to buy
2016-06-27−50,000→ 0 totalExercise: $5.05Exp: 2021-01-18→ Common Stock (50,000 underlying) - Exercise/Conversion
Common Stock
2016-06-27$5.05/sh+50,000$252,500→ 238,925 total
Holdings
- 40,000
Options to buy
Exercise: $3.39Exp: 2022-01-17→ Common Stock (40,000 underlying) - 50,000
Options to buy
Exercise: $7.22Exp: 2020-05-03→ Common Stock (50,000 underlying) - 20,000
Options to buy
Exercise: $7.17Exp: 2024-01-21→ Common Stock (20,000 underlying) - 24,000
Options to buy
Exercise: $4.82Exp: 2023-01-22→ Common Stock (24,000 underlying)
Footnotes (5)
- [F1]Includes shares acquired through a dividend reinvestment plan.
- [F2]Stock options granted under the 2004 Stock Incentive Plan. The options are fully vested.
- [F3]Stock options granted under the 2004 Stock Incentive Plan. The options (40,000 in the original grant) vest in annual installments of 20% each beginning January 17, 2013.
- [F4]Stock options granted under the 2004 Stock Incentive Plan. The options (24,000 in the original grant) vest in annual installments of 20% each beginning January 22, 2014.
- [F5]Stock options granted under the 2004 Stock Incentive Plan. The options (20,000 in the original grant) vest in annual installments of 20% each beginning January 21, 2015.