Home/Filings/4/0001209191-16-129849
4//SEC Filing

BANK MUTUAL CORP 4

Accession 0001209191-16-129849

CIK 0001123270operating

Filed

Jun 27, 8:00 PM ET

Accepted

Jun 28, 2:44 PM ET

Size

12.3 KB

Accession

0001209191-16-129849

Insider Transaction Report

Form 4
Period: 2016-06-27
Baumgarten David A
DirectorPresident
Transactions
  • Exercise/Conversion

    Options to buy

    2016-06-2750,0000 total
    Exercise: $5.05Exp: 2021-01-18Common Stock (50,000 underlying)
  • Exercise/Conversion

    Common Stock

    2016-06-27$5.05/sh+50,000$252,500238,925 total
Holdings
  • Options to buy

    Exercise: $3.39Exp: 2022-01-17Common Stock (40,000 underlying)
    40,000
  • Options to buy

    Exercise: $7.22Exp: 2020-05-03Common Stock (50,000 underlying)
    50,000
  • Options to buy

    Exercise: $7.17Exp: 2024-01-21Common Stock (20,000 underlying)
    20,000
  • Options to buy

    Exercise: $4.82Exp: 2023-01-22Common Stock (24,000 underlying)
    24,000
Footnotes (5)
  • [F1]Includes shares acquired through a dividend reinvestment plan.
  • [F2]Stock options granted under the 2004 Stock Incentive Plan. The options are fully vested.
  • [F3]Stock options granted under the 2004 Stock Incentive Plan. The options (40,000 in the original grant) vest in annual installments of 20% each beginning January 17, 2013.
  • [F4]Stock options granted under the 2004 Stock Incentive Plan. The options (24,000 in the original grant) vest in annual installments of 20% each beginning January 22, 2014.
  • [F5]Stock options granted under the 2004 Stock Incentive Plan. The options (20,000 in the original grant) vest in annual installments of 20% each beginning January 21, 2015.

Issuer

BANK MUTUAL CORP

CIK 0001123270

Entity typeoperating
IncorporatedWI

Related Parties

1
  • filerCIK 0001123270

Filing Metadata

Form type
4
Filed
Jun 27, 8:00 PM ET
Accepted
Jun 28, 2:44 PM ET
Size
12.3 KB