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4//SEC Filing

EnteroMedics Inc 4

Accession 0001209191-16-129918

CIK 0001371217operating
View on SEC.govCompany Profile

Filed

Jun 27, 8:00 PM ET

Accepted

Jun 28, 5:11 PM ET

Size

55.8 KB

Accession

0001209191-16-129918

Insider Transaction Report

Form 4
Period: 2016-06-27
EnteroMedics IncETRM
LEA GREGORY S
Sr Vice Pres and CFO
Transactions
  • Disposition to Issuer

    Stock Option (right to buy)

    2016-06-27−11,666→ 0 total
    Exercise: $16.65From: 2015-04-09Exp: 2025-03-09→ Common Stock (11,666 underlying)
  • Award

    Stock Option (right to buy)

    2016-06-27+2,570→ 2,570 total
    Exercise: $0.33From: 2016-06-27Exp: 2023-06-27→ Common Stock (2,570 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2016-06-27−1,114→ 0 total
    Exercise: $28.50Exp: 2017-10-29→ Common Stock (1,114 underlying)
  • Award

    Stock Option (right to buy)

    2016-06-27+42→ 42 total
    Exercise: $0.33From: 2016-06-27Exp: 2023-06-27→ Common Stock (42 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2016-06-27−1,074→ 0 total
    Exercise: $28.50Exp: 2017-10-29→ Common Stock (1,074 underlying)
  • Award

    Stock Option (right to buy)

    2016-06-27+98→ 98 total
    Exercise: $0.33From: 2016-06-27Exp: 2023-06-27→ Common Stock (98 underlying)
  • Award

    Stock Option (right to buy)

    2016-06-27+1,753→ 1,753 total
    Exercise: $0.33From: 2016-06-27Exp: 2023-06-27→ Common Stock (1,753 underlying)
  • Award

    Stock Option (right to buy)

    2016-06-27+1,298→ 1,298 total
    Exercise: $0.33From: 2016-06-27Exp: 2023-06-27→ Common Stock (1,298 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2016-06-27−66,885→ 0 total
    Exercise: $19.65From: 2013-06-30Exp: 2023-05-31→ Common Stock (66,885 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2016-06-27−13,333→ 0 total
    Exercise: $38.70Exp: 2021-02-16→ Common Stock (13,333 underlying)
  • Award

    Stock Option (right to buy)

    2016-06-27+1,613→ 1,613 total
    Exercise: $0.33From: 2016-06-27Exp: 2023-06-27→ Common Stock (1,613 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2016-06-27−15,000→ 0 total
    Exercise: $40.05Exp: 2021-07-12→ Common Stock (15,000 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2016-06-27−8,333→ 0 total
    Exercise: $28.50Exp: 2021-12-14→ Common Stock (8,333 underlying)
  • Award

    Stock Option (right to buy)

    2016-06-27+14,733→ 14,733 total
    Exercise: $0.33From: 2016-06-27Exp: 2023-06-27→ Common Stock (14,733 underlying)
  • Award

    Stock Option (right to buy)

    2016-06-27+175→ 175 total
    Exercise: $0.33From: 2016-06-27Exp: 2023-06-27→ Common Stock (175 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2016-06-27−260→ 0 total
    Exercise: $28.50Exp: 2017-10-29→ Common Stock (260 underlying)
  • Award

    Stock Option (right to buy)

    2016-06-27+168→ 168 total
    Exercise: $0.33From: 2016-06-27Exp: 2023-06-27→ Common Stock (168 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2016-06-27−973→ 0 total
    Exercise: $28.50Exp: 2017-10-29→ Common Stock (973 underlying)
  • Award

    Stock Option (right to buy)

    2016-06-27+152→ 152 total
    Exercise: $0.33From: 2016-06-27Exp: 2023-06-27→ Common Stock (152 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2016-06-27−1,111→ 0 total
    Exercise: $56.70Exp: 2019-11-18→ Common Stock (1,111 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2016-06-27−57,543→ 0 total
    Exercise: $50.25From: 2012-08-10Exp: 2022-07-10→ Common Stock (57,543 underlying)
  • Award

    Stock Option (right to buy)

    2016-06-27+5,039→ 5,039 total
    Exercise: $0.33From: 2016-06-27Exp: 2023-06-27→ Common Stock (5,039 underlying)
Holdings

  • Stock Option (right to buy)

    Exercise: $1.07From: 2016-02-25Exp: 2026-02-25→ Common Stock (50,000 underlying)
    50,000

  • Common Stock

    184

  • Warrant (common stock right to buy)

    Exercise: $32.85→ Common Stock (666 underlying)
    666
Footnotes (8)
  • [F1]Options currently 100% vested.
  • [F2]On June 27, 2016, this option was tendered by the reporting person pursuant to EnteroMedics' option exchange offer and was cancelled by the company at the expiration of the offer (see footnote 4).
  • [F3]Options vest 33% on date noted and thereafter at 1/24th per month.
  • [F4]On June 27, 2016, in exchange for the cancelled option referenced in footnote 2, the company granted the reporting person a replacement option for the number of shares reflected in column 9 of this line item at the exercise price noted in column 2 of this line item.
  • [F5]Warrant becomes exercisable 181 days from the date of issuance at close of offering.
  • [F6]Warrant expires five years from date it first becomes exercisable.
  • [F7]On January 6, 2016, EnteroMedics Inc. effected a 1-for-15 reverse stock split of its issued and outstanding shares of common stock, par value $0.01 per share, resulting in a proportional decrease in the total shares of common stock beneficially owned by the reporting person. all previously reported exercise prices, option grants and similar instruments convertible into common stock were proportionally adjusted to reflect the reverse split.
  • [F8]Vests in increments of 1/48th per month, beginning the date shown.

Documents

1 file

Issuer

EnteroMedics Inc

CIK 0001371217

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001371217

Filing Metadata

Form type
4
Filed
Jun 27, 8:00 PM ET
Accepted
Jun 28, 5:11 PM ET
Size
55.8 KB
View on SEC.gov