4//SEC Filing
Adverum Biotechnologies, Inc. 4
Accession 0001209191-16-130587
CIK 0001501756operating
Filed
Jun 30, 8:00 PM ET
Accepted
Jul 1, 6:16 PM ET
Size
8.1 KB
Accession
0001209191-16-130587
Insider Transaction Report
Form 4
Finer Mitchell H.
Director
Transactions
- Award
Stock Option (Right to Buy)
2016-05-11+44,248→ 44,248 totalExercise: $4.14Exp: 2026-05-10→ Common Stock (44,248 underlying) - Award
Common Stock
2016-05-11+24,155→ 580,342 total
Footnotes (2)
- [F1]Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of Common Stock of the Issuer for each one (1) RSU upon the vesting thereof. Such RSUs vest with respect to 25% of the shares subject thereto on each anniversary of May 11, 2016 (the "Vesting Commencement Date"), such that all of the shares subject to the RSUs shall be vested as of the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service with the Issuer on each such vesting date.
- [F2]Twenty-five percent (25%) of the total number of shares subject to the option vest and become exercisable on each anniversary of the Vesting Commencement Date, such that all of the shares subject to the option shall become vested and exercisable as of the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service with the Issuer on each such vesting date.
Documents
Issuer
Adverum Biotechnologies, Inc.
CIK 0001501756
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001501756
Filing Metadata
- Form type
- 4
- Filed
- Jun 30, 8:00 PM ET
- Accepted
- Jul 1, 6:16 PM ET
- Size
- 8.1 KB