FIRST CITIZENS BANCSHARES INC /DE/ 4
4 · FIRST CITIZENS BANCSHARES INC /DE/ · Filed Jul 7, 2016
Insider Transaction Report
Form 4
HOLDING FRANK B
DirectorExecutive Vice Chairman10% Owner
Transactions
- Gift
Class A Common Stock
2016-06-28−300,000→ 266,125 total(indirect: By Trust) - Gift
Class A Common Stock
2016-06-28+300,000→ 300,000 total(indirect: By Ella Ann Holding 2016 GRAT)
Holdings
- 685,163(indirect: By Trust)
Class A Common Stock
- 827(indirect: By E&F Properties, Inc.)
Class A Common Stock
- 2,675(indirect: By LLC)
Class A Common Stock
- 981(indirect: By Trust)
Class B Common Stock
- 1,355(indirect: By Twin States Farming, Inc.)
Class B Common Stock
- 200(indirect: By E&F Properties, Inc.)
Class B Common Stock
- 2,156(indirect: By Holding Properties, Inc.)
Class B Common Stock
- 191,761(indirect: By Spouse)
Class A Common Stock
- 12,530(indirect: By Twin States Farming, Inc.)
Class A Common Stock
Footnotes (3)
- [F1]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
- [F2]Reflects a contribution of shares by the reporting person's spouse from her revocable trust to a grantor retained annuity trust. She is the trustee and sole annuitant of the GRAT, and the contribution results in an exempt change in form of indirect beneficial ownership.
- [F3]The reporting person is or was a director, officer and/or shareholder of the companies that own these shares, but he disclaims beneficial ownership of the listed shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.