Home/Filings/4/0001209191-16-132317
4//SEC Filing

AYTU BIOSCIENCE, INC 4

Accession 0001209191-16-132317

$AYTUCIK 0001385818operating

Filed

Jul 10, 8:00 PM ET

Accepted

Jul 11, 5:00 PM ET

Size

19.2 KB

Accession

0001209191-16-132317

Insider Transaction Report

Form 4
Period: 2016-07-07
Transactions
  • Award

    Stock Option Grant

    2016-07-07+10,41710,417 total
    Exercise: $3.23From: 2015-11-11Exp: 2025-11-11Common Stock (10,417 underlying)
  • Award

    Stock Option Grant

    2016-07-07+22,50022,500 total
    Exercise: $3.23Exp: 2026-07-07Common Stock (22,500 underlying)
  • Disposition to Issuer

    Stock Option Grant

    2016-07-0710,4170 total
    Exercise: $18.12From: 2015-11-11Exp: 2025-11-11Common Stock (10,417 underlying)
  • Award

    Common Stock

    2016-07-07+65,00094,780 total
  • Disposition to Issuer

    Stock Option Grant

    2016-07-078,3340 total
    Exercise: $6.72From: 2016-04-11Exp: 2026-04-10Common Stock (8,334 underlying)
  • Award

    Stock Option Grant

    2016-07-07+8,3348,334 total
    Exercise: $3.23From: 2016-04-11Exp: 2026-04-10Common Stock (8,334 underlying)
Holdings
  • Stock Option Grant

    Exercise: $6.72From: 2016-04-11Exp: 2026-04-10Common Stock (8,334 underlying)
    8,334
  • Stock Option Grant

    Exercise: $18.12From: 2015-11-11Exp: 2025-11-11Common Stock (10,417 underlying)
    10,417
Footnotes (4)
  • [F1]These are restricted shares that vest on July 7, 2026, subject to earlier vesting in certain situations.
  • [F2]The number of shares has been decreased and the exercise price has been increased to reflect the twelve-for-one stock split effected on June 30, 2016.
  • [F3]These four transactions involved an amendment of the exercise price of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. These options are 100% vested.
  • [F4]25% vests on September 30, 2016, December 31, 2016, March 31, 2017 and June 30, 2017, subject to the Grantee's continued service as an employee on such dates.

Issuer

AYTU BIOSCIENCE, INC

CIK 0001385818

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001385818

Filing Metadata

Form type
4
Filed
Jul 10, 8:00 PM ET
Accepted
Jul 11, 5:00 PM ET
Size
19.2 KB