AYTU BIOSCIENCE, INC 4

4 · AYTU BIOSCIENCE, INC · Filed Jul 11, 2016

Form 4

Period: 2016-07-07

Director

Transactions

Award
Stock Option Grant
2016-07-07+10,417→ 10,417 total
Exercise: $3.23From: 2015-11-11Exp: 2025-11-11→ Common Stock (10,417 underlying)
Award
Stock Option Grant
2016-07-07+22,500→ 22,500 total
Exercise: $3.23Exp: 2026-07-07→ Common Stock (22,500 underlying)
Disposition to Issuer
Stock Option Grant
2016-07-07−10,417→ 0 total
Exercise: $18.12From: 2015-11-11Exp: 2025-11-11→ Common Stock (10,417 underlying)
Award
Common Stock
2016-07-07+65,000→ 94,780 total
Disposition to Issuer
Stock Option Grant
2016-07-07−8,334→ 0 total
Exercise: $6.72From: 2016-04-11Exp: 2026-04-10→ Common Stock (8,334 underlying)
Award
Stock Option Grant
2016-07-07+8,334→ 8,334 total
Exercise: $3.23From: 2016-04-11Exp: 2026-04-10→ Common Stock (8,334 underlying)

Holdings

Stock Option Grant
Exercise: $6.72From: 2016-04-11Exp: 2026-04-10→ Common Stock (8,334 underlying)
8,334
Stock Option Grant
Exercise: $18.12From: 2015-11-11Exp: 2025-11-11→ Common Stock (10,417 underlying)
10,417

Footnotes (4)

[F1]These are restricted shares that vest on July 7, 2026, subject to earlier vesting in certain situations.
[F2]The number of shares has been decreased and the exercise price has been increased to reflect the twelve-for-one stock split effected on June 30, 2016.
[F3]These four transactions involved an amendment of the exercise price of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. These options are 100% vested.
[F4]25% vests on September 30, 2016, December 31, 2016, March 31, 2017 and June 30, 2017, subject to the Grantee's continued service as an employee on such dates.

Documents

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