4//SEC Filing
NASDAQ, INC. 4
Accession 0001209191-16-132910
$NDAQCIK 0001120193operating
Filed
Jul 14, 8:00 PM ET
Accepted
Jul 15, 4:59 PM ET
Size
11.6 KB
Accession
0001209191-16-132910
Insider Transaction Report
Form 4
NASDAQ, INC.NDAQ
Wittman Thomas A
Executive Vice President
Transactions
- Exercise/Conversion
Common Stock, par value $0.01 per share
2016-07-13$25.28/sh+12,748$322,269→ 64,956 total - Sale
Common Stock, par value $0.01 per share
2016-07-13$67.08/sh−12,145$814,687→ 40,505 total - Sale
Common Stock, par value $0.01 per share
2016-07-13$67.08/sh−12,748$855,136→ 52,208 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2016-07-13−12,748→ 0 totalExercise: $25.28Exp: 2021-03-28→ Common Stock (12,748 underlying)
Footnotes (5)
- [F1]The reported sale was effected pursuant to a Rule 10b5-1 trading plan.
- [F2]The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.87 to $67.64, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
- [F3]The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.87 to $67.64, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
- [F4]Represents (i) 18,312 units of vested restricted stock, (ii) 20,990 shares underlying performance share units, of which 16,195 are vested and (iii) 1,203 shares purchased under the Employee Share Purchase Plan.
- [F5]Options exercisable.
Documents
Issuer
NASDAQ, INC.
CIK 0001120193
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001120193
Filing Metadata
- Form type
- 4
- Filed
- Jul 14, 8:00 PM ET
- Accepted
- Jul 15, 4:59 PM ET
- Size
- 11.6 KB