Home/Filings/4/0001209191-16-133030
4//SEC Filing

NEOPHOTONICS CORP 4

Accession 0001209191-16-133030

CIK 0001227025operating

Filed

Jul 17, 8:00 PM ET

Accepted

Jul 18, 4:18 PM ET

Size

7.0 KB

Accession

0001209191-16-133030

Insider Transaction Report

Form 4
Period: 2016-07-14
Transactions
  • Exercise/Conversion

    Common Stock

    2016-07-14+2,88010,572 total
  • Exercise/Conversion

    Restricted Stock Units (right to acquire)

    2016-07-142,8800 total
    Exercise: $0.00From: 2016-07-14Common Stock (2,880 underlying)
Footnotes (2)
  • [F1]Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of NeoPhotonics common stock.
  • [F2]The RSUs vested on the one year anniversary of the grant date, as the Reporting Person remained a member of the Board of Directors of the Company.

Issuer

NEOPHOTONICS CORP

CIK 0001227025

Entity typeoperating

Related Parties

1
  • filerCIK 0001227025

Filing Metadata

Form type
4
Filed
Jul 17, 8:00 PM ET
Accepted
Jul 18, 4:18 PM ET
Size
7.0 KB