4//SEC Filing
ARDELYX, INC. 4
Accession 0001209191-16-133494
$ARDXCIK 0001437402operating
Filed
Jul 19, 8:00 PM ET
Accepted
Jul 20, 4:45 PM ET
Size
9.0 KB
Accession
0001209191-16-133494
Insider Transaction Report
Form 4
ARDELYX, INC.ARDX
Weller Harry R
10% Owner
Transactions
- Purchase
Common Stock
2016-07-18$8.73/sh+763,650$6,666,665→ 2,665,519 total(indirect: See Note 3) - Purchase
Common Stock
2016-07-18$8.73/sh+763,651$6,666,673→ 2,665,520 total(indirect: See Note 2)
Holdings
- 592(indirect: See Note 4)
Common Stock
Footnotes (4)
- [F1]Acquired from the issuer pursuant to a Securities Purchase Agreement dated July 14, 2016, with a closing date of July 18, 2016.
- [F2]The Reporting Person is a manager of NEA 15 GP, LLC, ("NEA 15 GP") which is the sole general partner of NEA Partners 15, L.P. ("NEA Partners 15"). NEA Partners 15 is the sole general partner of New Enterprise Associates 15, L. P. ("NEA 15"), the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 15 in which the Reporting Person has no pecuniary interest.
- [F3]The Reporting Person is a manager of NEA 15 GP which is the sole general partner of NEA Partners 15-OF, L.P. ("NEA Partners 15-OF"). NEA Partners 15-OF is the sole general partner of NEA 15 Opportunity Fund, L. P. ("NEA Opportunity 15"), the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Opportunity 15 in which the Reporting Person has no pecuniary interest.
- [F4]The shares are directly held by the Harry Richard Weller Revocable Trust, Harry Richard Weller and Rachel Moore Weller, Trustees dtd November 29, 2007 (the "Harry Weller Trust"). The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the shares held by the Harry Weller Trust in which the Reporting Person has no pecuniary interest.
Documents
Issuer
ARDELYX, INC.
CIK 0001437402
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001437402
Filing Metadata
- Form type
- 4
- Filed
- Jul 19, 8:00 PM ET
- Accepted
- Jul 20, 4:45 PM ET
- Size
- 9.0 KB