HARVEST NATURAL RESOURCES, INC. 4
4 · HARVEST NATURAL RESOURCES, INC. · Filed Jul 21, 2016
Insider Transaction Report
Form 4
NESSELRODE KARL L
VP Engineering & Business Dev
Transactions
- Tax Payment
Common Stock, $.01 par value per share
2016-07-19$0.67/sh−1,852$1,241→ 64,316 total
Holdings
- 683,416
Stock Options
→ Common Stock, $0.1 par value per share - 1,071,000
Phantom Stock
→ Common Stock, $0.1 par value per share - 856,000
Stock Appreciation Right
→ Common Stock, $0.1 par value per share
Footnotes (7)
- [F1]Includes shares of restricted stock granted to the reporting person by the Company's board of directors pursuant to various plans.
- [F2]Includes options to purchase the Company's common stock granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
- [F3]This filing reflects that 391,416 Stock Appreciation Rights granted on July 22, 2015 have been converted to 391,416 options with the same exercise dates, expiration date and exercise price.
- [F4]Includes Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
- [F5]Includes options to purchase the Company's common stock and Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
- [F6]Includes Phantom Stock (Restricted Stock Units) granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
- [F7]Includes options to purchase the Company's common stock, Stock Appreciation Rights and Phantom Stock (Restricted Stock Units) granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.