4//SEC Filing
IMPINJ INC 4
Accession 0001209191-16-133992
$PICIK 0001114995operating
Filed
Jul 25, 8:00 PM ET
Accepted
Jul 26, 7:51 PM ET
Size
29.3 KB
Accession
0001209191-16-133992
Insider Transaction Report
Form 4
ARCH VENTURE FUND V LP
10% Owner
Transactions
- Conversion
Common Stock
2016-07-26+527,088→ 1,348,023 total - Tax Payment
Common Stock
2016-07-26$14.00/sh−26,641$372,974→ 1,361,408 total - Conversion
Series 1 Preferred Stock
2016-07-26−820,935→ 0 total→ Common Stock (820,935 underlying) - Conversion
Series 2 Preferred Stock
2016-07-26−421,684→ 0 total→ Common Stock (421,684 underlying) - Conversion
Common Stock
2016-07-26+820,935→ 820,935 total - Exercise of In-Money
Common Stock
2016-07-26$9.32/sh+40,026$373,042→ 1,388,049 total - Exercise of In-Money
Series 2 Preferred Warrant (Right to Buy)
2016-07-26−32,022→ 0 totalExercise: $9.32Exp: 2017-06-30→ Common Stock (32,022 underlying)
ARCH VENTURE PARTNERS V LP
10% Owner
Transactions
- Conversion
Common Stock
2016-07-26+820,935→ 820,935 total - Conversion
Common Stock
2016-07-26+527,088→ 1,348,023 total - Exercise of In-Money
Common Stock
2016-07-26$9.32/sh+40,026$373,042→ 1,388,049 total - Tax Payment
Common Stock
2016-07-26$14.00/sh−26,641$372,974→ 1,361,408 total - Conversion
Series 1 Preferred Stock
2016-07-26−820,935→ 0 total→ Common Stock (820,935 underlying) - Conversion
Series 2 Preferred Stock
2016-07-26−421,684→ 0 total→ Common Stock (421,684 underlying) - Exercise of In-Money
Series 2 Preferred Warrant (Right to Buy)
2016-07-26−32,022→ 0 totalExercise: $9.32Exp: 2017-06-30→ Common Stock (32,022 underlying)
ARCH VENTURE PARTNERS V LLC
10% Owner
Transactions
- Conversion
Common Stock
2016-07-26+820,935→ 820,935 total - Tax Payment
Common Stock
2016-07-26$14.00/sh−26,641$372,974→ 1,361,408 total - Conversion
Common Stock
2016-07-26+527,088→ 1,348,023 total - Exercise of In-Money
Common Stock
2016-07-26$9.32/sh+40,026$373,042→ 1,388,049 total - Conversion
Series 1 Preferred Stock
2016-07-26−820,935→ 0 total→ Common Stock (820,935 underlying) - Conversion
Series 2 Preferred Stock
2016-07-26−421,684→ 0 total→ Common Stock (421,684 underlying) - Exercise of In-Money
Series 2 Preferred Warrant (Right to Buy)
2016-07-26−32,022→ 0 totalExercise: $9.32Exp: 2017-06-30→ Common Stock (32,022 underlying)
ARCH V ENTREPRENEURS FUND LP
10% Owner
Transactions
- Conversion
Common Stock
2016-07-26+820,935→ 820,935 total - Conversion
Common Stock
2016-07-26+527,088→ 1,348,023 total - Conversion
Series 2 Preferred Stock
2016-07-26−421,684→ 0 total→ Common Stock (421,684 underlying) - Tax Payment
Common Stock
2016-07-26$14.00/sh−26,641$372,974→ 1,361,408 total - Exercise of In-Money
Common Stock
2016-07-26$9.32/sh+40,026$373,042→ 1,388,049 total - Conversion
Series 1 Preferred Stock
2016-07-26−820,935→ 0 total→ Common Stock (820,935 underlying) - Exercise of In-Money
Series 2 Preferred Warrant (Right to Buy)
2016-07-26−32,022→ 0 totalExercise: $9.32Exp: 2017-06-30→ Common Stock (32,022 underlying)
CRANDELL KEITH
10% Owner
Transactions
- Conversion
Common Stock
2016-07-26+527,088→ 1,348,023 total - Conversion
Series 1 Preferred Stock
2016-07-26−820,935→ 0 total→ Common Stock (820,935 underlying) - Conversion
Common Stock
2016-07-26+820,935→ 820,935 total - Tax Payment
Common Stock
2016-07-26$14.00/sh−26,641$372,974→ 1,361,408 total - Conversion
Series 2 Preferred Stock
2016-07-26−421,684→ 0 total→ Common Stock (421,684 underlying) - Exercise of In-Money
Common Stock
2016-07-26$9.32/sh+40,026$373,042→ 1,388,049 total - Exercise of In-Money
Series 2 Preferred Warrant (Right to Buy)
2016-07-26−32,022→ 0 totalExercise: $9.32Exp: 2017-06-30→ Common Stock (32,022 underlying)
LAZARUS STEVEN
10% Owner
Transactions
- Exercise of In-Money
Series 2 Preferred Warrant (Right to Buy)
2016-07-26−32,022→ 0 totalExercise: $9.32Exp: 2017-06-30→ Common Stock (32,022 underlying) - Conversion
Common Stock
2016-07-26+820,935→ 820,935 total - Conversion
Series 2 Preferred Stock
2016-07-26−421,684→ 0 total→ Common Stock (421,684 underlying) - Conversion
Common Stock
2016-07-26+527,088→ 1,348,023 total - Exercise of In-Money
Common Stock
2016-07-26$9.32/sh+40,026$373,042→ 1,388,049 total - Tax Payment
Common Stock
2016-07-26$14.00/sh−26,641$372,974→ 1,361,408 total - Conversion
Series 1 Preferred Stock
2016-07-26−820,935→ 0 total→ Common Stock (820,935 underlying)
NELSEN ROBERT
10% Owner
Transactions
- Tax Payment
Common Stock
2016-07-26$14.00/sh−26,641$372,974→ 1,361,408 total - Conversion
Series 2 Preferred Stock
2016-07-26−421,684→ 0 total→ Common Stock (421,684 underlying) - Exercise of In-Money
Series 2 Preferred Warrant (Right to Buy)
2016-07-26−32,022→ 0 totalExercise: $9.32Exp: 2017-06-30→ Common Stock (32,022 underlying) - Conversion
Series 1 Preferred Stock
2016-07-26−820,935→ 0 total→ Common Stock (820,935 underlying) - Conversion
Common Stock
2016-07-26+820,935→ 820,935 total - Conversion
Common Stock
2016-07-26+527,088→ 1,348,023 total - Exercise of In-Money
Common Stock
2016-07-26$9.32/sh+40,026$373,042→ 1,388,049 total
Footnotes (10)
- [F1]Each share of Series 1 Preferred Stock automatically converted into one share of Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
- [F10]Not applicable.
- [F2]815,666 of these shares are held of record by ARCH Venture Fund V, L.P.; and 5,269 of these shares are held of record by ARCH V Entrepreneurs Fund, L.P.
- [F3]ARCH Venture Partners V, L.P., as the sole general partner of ARCH Venture Fund V, L.P. and ARCH V Entrepreneurs Fund, L.P., may be deemed to beneficially own certain of the shares held of record by ARCH Venture Fund V, L.P. and ARCH V Entrepreneurs Fund, L.P., but disclaims beneficial ownership of such shares, in which it does not have an actual pecuniary interest. ARCH Venture Partners V, LLC, as the sole general partner of ARCH Venture Partners V, L.P., may be deemed to beneficially own certain of the shares held of record by ARCH Venture Fund V, L.P. and ARCH V Entrepreneurs Fund, L.P. but disclaims beneficial ownership of such shares, in which it does not have an actual pecuniary interest.
- [F4]Robert Nelsen, Keith Crandell and Steven Lazarus are managing directors of ARCH Venture Partners V, LLC, and may be deemed to beneficially own certain of the shares held of record by ARCH Venture Fund V, L.P. and ARCH V Entrepreneurs Fund, L.P. Mr. Nelsen, Mr. Crandell and Mr. Lazarus disclaim beneficial ownership of all shares held of record by ARCH Venture Fund V, L.P. and ARCH V Entrepreneurs Fund, L.P., in which they do not have an actual pecuniary interest. By virtue of their relationship as affiliated entities who have overlapping general partners and managing directors, ARCH Venture Fund V, L.P., ARCH V Entrepreneurs Fund, L.P., ARCH Venture Partners V, L.P., ARCH Venture Partners V, LLC and Mr. Crandell, Mr. Nelsen and Mr. Lazarus may be deemed to share the voting and investment control of the record shares.
- [F5]Each share of Series 2 Preferred Stock automatically converted into 1.24996780424983 shares of Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
- [F6]1,339,228 of these shares are held of record by ARCH Venture Fund V, L.P.; and 8,795 of these shares are held of record by ARCH V Entrepreneurs Fund, L.P.
- [F7]The warrant was automatically net exercised immediately prior to the completion of the Issuer's initial public offering of Common Stock.
- [F8]1,378,987 of these shares are held of record by ARCH Venture Fund V, L.P.; and 9,062 of these shares are held of record by ARCH V Entrepreneurs Fund, L.P.
- [F9]1,352,524 of these shares are held of record by ARCH Venture Fund V, L.P.; and 8,884 of these shares are held of record by ARCH V Entrepreneurs Fund, L.P.
Documents
Issuer
IMPINJ INC
CIK 0001114995
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001114995
Filing Metadata
- Form type
- 4
- Filed
- Jul 25, 8:00 PM ET
- Accepted
- Jul 26, 7:51 PM ET
- Size
- 29.3 KB