Home/Filings/4/0001209191-16-134579
4//SEC Filing

Xenith Bankshares, Inc. 4

Accession 0001209191-16-134579

CIK 0001442741operating

Filed

Jul 31, 8:00 PM ET

Accepted

Aug 1, 3:40 PM ET

Size

17.5 KB

Accession

0001209191-16-134579

Insider Transaction Report

Form 4
Period: 2016-07-29
Phillips Edward H. Jr.
EVP and Chief Lending Officer
Transactions
  • Disposition to Issuer

    Option (Right to Buy)

    2016-07-293,0000 total
    Exercise: $4.50Exp: 2021-04-03Common Stock (3,000 underlying)
  • Disposition to Issuer

    Option (Right to Buy)

    2016-07-295,0000 total
    Exercise: $3.61Exp: 2022-02-22Common Stock (5,000 underlying)
  • Disposition to Issuer

    Warrant

    2016-07-293,4800 total
    Exercise: $11.49Exp: 2019-05-07Common Stock (3,480 underlying)
  • Disposition to Issuer

    Common Stock

    2016-07-2924,7000 total
  • Disposition to Issuer

    Option (Right to Buy)

    2016-07-296,9600 total
    Exercise: $4.15Exp: 2022-08-14Common Stock (6,960 underlying)
  • Disposition to Issuer

    Option (Right to Buy)

    2016-07-296,9600 total
    Exercise: $11.49Exp: 2019-05-07Common Stock (6,960 underlying)
Footnotes (6)
  • [F1]Pursuant to the Agreement and Plan of Reorganization, dated as of February 10, 2016 (the "Merger Agreement"), between Xenith Bankshares, Inc. ("Legacy Xenith") and Hampton Roads Bankshares, Inc., Legacy Xenith was merged with and into Xenith Bankshares, Inc. (previously, Hampton Roads Bankshares, Inc., "New Xenith"). These shares of common stock were converted into 108,680 shares of New Xenith common stock having a market value of $2.05 per share pursuant to the terms of the Merger Agreement.
  • [F2]These options were exercisable in three equal annual installments on December 22, 2010, December 22, 2011 and December 22, 2012 and were converted into options to purchase 30,624 shares of New Xenith common stock for $2.62 per share pursuant to the terms of the Merger Agreement.
  • [F3]These options were exercisable in three equal annual installments on April 4, 2012, April 4, 2013, and April 4, 2014 and were converted into options to purchase 13,200 shares of New Xenith common stock for $1.03 per share pursuant to the terms of the Merger Agreement.
  • [F4]These options were exercisable in three equal installments on February 23, 2013, February 23, 2014 and February 23, 2015 and were converted into options to purchase 22,000 shares of New Xenith common stock for $0.83 per share pursuant to the terms of the Merger Agreement.
  • [F5]These options were exercisable in three equal installments on August 14, 2013, August 14, 2014 and August 14, 2015 and were converted into options to purchase 30,624 shares of New Xenith common stock for $0.95 per share pursuant to the terms of the Merger Agreement.
  • [F6]This warrant was converted into a warrant to purchase 15,312 shares of New Xenith common stock for $2.62 per share pursuant to the terms of the Merger Agreement.

Issuer

Xenith Bankshares, Inc.

CIK 0001442741

Entity typeoperating
IncorporatedVA

Related Parties

1
  • filerCIK 0001442741

Filing Metadata

Form type
4
Filed
Jul 31, 8:00 PM ET
Accepted
Aug 1, 3:40 PM ET
Size
17.5 KB