Home/Filings/4/0001209191-16-134584
4//SEC Filing

Xenith Bankshares, Inc. 4

Accession 0001209191-16-134584

CIK 0001442741operating

Filed

Jul 31, 8:00 PM ET

Accepted

Aug 1, 3:43 PM ET

Size

14.1 KB

Accession

0001209191-16-134584

Insider Transaction Report

Form 4
Period: 2016-07-29
Transactions
  • Exercise/Conversion

    Common Stock

    2016-07-29+14,37425,434 total
  • Disposition to Issuer

    Common Stock

    2016-07-2925,4340 total
  • Disposition to Issuer

    Common Stock

    2016-07-2965,2500 total(indirect: By Trust)
  • Exercise/Conversion

    Restricted Stock Units

    2016-07-297,0240 total
    Common Stock (7,024 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2016-07-297,3500 total
    Common Stock (7,350 underlying)
Footnotes (5)
  • [F1]Pursuant to the Agreement and Plan of Reorganization, dated as of February 10, 2016 (the "Merger Agreement"), between Xenith Bankshares, Inc. ("Legacy Xenith") and Hampton Roads Bankshares, Inc., Legacy Xenith was merged with and into Xenith Bankshares, Inc. (previously, Hampton Roads Bankshares, Inc., "New Xenith"). These restricted stock units vested in 12 equal installments on the last day of each month ending on April 30, 2016. The Legacy Xenith shares became non-forfeitable upon vesting. The delivery of Legacy Xenith shares was accelerated at the effective time of the merger pursuant to the terms of the Merger Agreement.
  • [F2]These restricted stock units vest in 12 equal installments on the last day of each month ending on April 30, 2017. The Legacy Xenith shares become non-forfeitable upon vesting. The vesting of unvested Legacy Xenith shares and delivery of Legacy Xenith shares were accelerated at the effective time of the merger pursuant to the terms of the Merger Agreement.
  • [F3]Each restricted stock unit represented the contingent right to receive one share of common stock of Legacy Xenith.
  • [F4]These shares of Legacy Xenith common stock were held in the 2012 Generation Skipping Trust for which Mr. Snead serves as investment manager. These shares of Legacy Xenith common stock were converted into 287,100 shares of New Xenith common stock having a market value of $2.05 per share pursuant to the terms of the Merger Agreement.
  • [F5]These shares of Legacy Xenith common stock were converted into 111,909 shares of New Xenith common stock having a market value of $2.05 per share pursuant to the terms of the Merger Agreement.

Issuer

Xenith Bankshares, Inc.

CIK 0001442741

Entity typeoperating
IncorporatedVA

Related Parties

1
  • filerCIK 0001442741

Filing Metadata

Form type
4
Filed
Jul 31, 8:00 PM ET
Accepted
Aug 1, 3:43 PM ET
Size
14.1 KB