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Home/Filings/4/0001209191-16-136062
4//SEC Filing

CONTROL4 CORP 4

Accession 0001209191-16-136062

CIK 0001259515operating
View on SEC.govCompany Profile

Filed

Aug 8, 8:00 PM ET

Accepted

Aug 9, 3:16 PM ET

Size

20.1 KB

Accession

0001209191-16-136062

Insider Transaction Report

Form 4
Period: 2016-08-05
CONTROL4 CORPCTRL
FOUNDATION CAPITAL IV LP
10% OwnerOther
Transactions
  • Other

    Common Stock

    2016-08-05−1,300,000→ 1,956,419 total(indirect: By Foundation)
Holdings

  • Common Stock

    (indirect: By LLC)
    37,559

  • Common Stock

    (indirect: By Foundation)
    240,332

  • Common Stock

    (indirect: By LLC)
    40,364

  • Common Stock

    (indirect: By LLC)
    2,684
Foundation Capital VI Principals Fund, LLC
10% OwnerOther
Transactions
  • Other

    Common Stock

    2016-08-05−1,300,000→ 1,956,419 total(indirect: By Foundation)
Holdings

  • Common Stock

    (indirect: By Foundation)
    240,332

  • Common Stock

    (indirect: By LLC)
    37,559

  • Common Stock

    (indirect: By LLC)
    40,364

  • Common Stock

    (indirect: By LLC)
    2,684
Foundation Capital Management Co. VI, LLC
10% OwnerOther
Transactions
  • Other

    Common Stock

    2016-08-05−1,300,000→ 1,956,419 total(indirect: By Foundation)
Holdings

  • Common Stock

    (indirect: By LLC)
    37,559

  • Common Stock

    (indirect: By Foundation)
    240,332

  • Common Stock

    (indirect: By LLC)
    2,684

  • Common Stock

    (indirect: By LLC)
    40,364
FOUNDATION CAPITAL MANAGEMENT CO IV LLC
10% OwnerOther
Transactions
  • Other

    Common Stock

    2016-08-05−1,300,000→ 1,956,419 total(indirect: By Foundation)
Holdings

  • Common Stock

    (indirect: By LLC)
    37,559

  • Common Stock

    (indirect: By Foundation)
    240,332

  • Common Stock

    (indirect: By LLC)
    40,364

  • Common Stock

    (indirect: By LLC)
    2,684
Foundation Capital IV Principals Fund, LLC
10% OwnerOther
Transactions
  • Other

    Common Stock

    2016-08-05−1,300,000→ 1,956,419 total(indirect: By Foundation)
Holdings

  • Common Stock

    (indirect: By LLC)
    2,684

  • Common Stock

    (indirect: By LLC)
    37,559

  • Common Stock

    (indirect: By Foundation)
    240,332

  • Common Stock

    (indirect: By LLC)
    40,364
FC IV ACTIVE ADVISORS FUND LLC
10% OwnerOther
Transactions
  • Other

    Common Stock

    2016-08-05−1,300,000→ 1,956,419 total(indirect: By Foundation)
Holdings

  • Common Stock

    (indirect: By LLC)
    37,559

  • Common Stock

    (indirect: By LLC)
    2,684

  • Common Stock

    (indirect: By Foundation)
    240,332

  • Common Stock

    (indirect: By LLC)
    40,364
FOUNDATION CAPITAL VI LP
10% OwnerOther
Transactions
  • Other

    Common Stock

    2016-08-05−1,300,000→ 1,956,419 total(indirect: By Foundation)
Holdings

  • Common Stock

    (indirect: By LLC)
    2,684

  • Common Stock

    (indirect: By Foundation)
    240,332

  • Common Stock

    (indirect: By LLC)
    40,364

  • Common Stock

    (indirect: By LLC)
    37,559
Footnotes (3)
  • [F1]Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital IV, L.P. effected following the close of the trading market on August 5, 2016 without consideration to its limited partners.
  • [F2]Foundation Capital Management Co. IV, L.L.C. serves as the general partner of Foundation Capital IV, L.P. and the manager of FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC are under common control by Foundation Capital Management Co. IV, L.L.C. As such, Foundation Capital Management Co. IV, L.L.C. has sole voting and investment control over the shares owned by Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC, and may be deemed to beneficially own the shares held by Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. Foundation Capital Management Co. IV, L.L.C. disclaims beneficial ownership of the shares reported herein, except to the extent of its pecuniary interest therein.
  • [F3]Foundation Capital Management Co. VI, L.L.C. serves as the general partner of Foundation Capital VI, L.P. and the manager of Foundation Capital VI Principals Fund, LLC. Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC are under common control by Foundation Capital Management Co. VI, L.L.C. As such, Foundation Capital Management Co. VI, L.L.C. has sole voting and investment control over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, and may be deemed to beneficially own the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Foundation Capital Management Co. VI, L.L.C. disclaims beneficial ownership of the shares reported herein, except to the extent of its pecuniary interest therein.

Documents

1 file

Issuer

CONTROL4 CORP

CIK 0001259515

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001259515

Filing Metadata

Form type
4
Filed
Aug 8, 8:00 PM ET
Accepted
Aug 9, 3:16 PM ET
Size
20.1 KB
View on SEC.gov