Home/Filings/4/0001209191-16-136871
4//SEC Filing

pdvWireless, Inc. 4

Accession 0001209191-16-136871

$ATEXCIK 0001304492operating

Filed

Aug 11, 8:00 PM ET

Accepted

Aug 12, 6:33 PM ET

Size

9.0 KB

Accession

0001209191-16-136871

Insider Transaction Report

Form 4
Period: 2016-08-10
Schiff Peter
Director
Transactions
  • Award

    Common Stock

    2016-08-10+3,10715,389 total
Holdings
  • Common Stock

    (indirect: By LLC)
    36,089
  • Common Stock

    (indirect: By LLC)
    179,027
  • Common Stock

    (indirect: SK Partners)
    5,711
  • Common Stock

    (indirect: Southfield Communications)
    5,711
Footnotes (4)
  • [F1]The restricted stock vests in full on the earlier of (i) August 10, 2017 or (ii) immediately prior to commencement of the Issuer's next annual stockholder meeting; provided, however, that if the vesting would otherwise occur on a date that is closed for trading under the Issuer's Insider Trading Policy, the vesting shall be automatically deemed to occur on the next trading day on which the sale of shares of common stock by the Reporting Person in the open market would be permitted under the Issuer's Insider Trading Policy.
  • [F2]Mr. Schiff is a managing partner of Northwood Capital Partners, LLC and Northwood Ventures, LLC and has voting and dispositive power with respect to these shares. Mr. Schiff disclaims beneficial ownership except to the extent of his pecuniary interest therein.
  • [F3]Mr. Schiff is a managing general partner of SK Partners and has voting and dispositive power with respect to these shares. Mr. Schiff disclaims beneficial ownership except to the extent of his pecuniary interest therein.
  • [F4]Mr. Schiff is the Chairman of Southfield Communications and has voting and dispositive power with respect to these shares. Mr. Schiff disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Issuer

pdvWireless, Inc.

CIK 0001304492

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001304492

Filing Metadata

Form type
4
Filed
Aug 11, 8:00 PM ET
Accepted
Aug 12, 6:33 PM ET
Size
9.0 KB