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4//SEC Filing

QLIK TECHNOLOGIES INC 4

Accession 0001209191-16-138105

CIK 0001305294operating

Filed

Aug 21, 8:00 PM ET

Accepted

Aug 22, 4:31 PM ET

Size

8.4 KB

Accession

0001209191-16-138105

Insider Transaction Report

Form 4
Period: 2016-08-22
Transactions
  • Disposition to Issuer

    Common Stock

    2016-08-2279,8000 total
  • Disposition to Issuer

    Restricted Stock Unit

    2016-08-22$30.50/sh6,500$198,2500 total
    Common Stock (6,500 underlying)
Footnotes (4)
  • [F1]Disposed of pursuant to the Agreement and Plan of Merger between Issuer, Project Alpha Holding, LLC and Project Alpha Merger Corp. (the "Merger Agreement"), whereby, immediately prior to the effective time of the merger contemplated therein (the"Effective Time"), all issued and outstanding shares of Issuer common stock were converted into the right to receive $30.50 per share in cash and, when so converted, automatically cancelled.
  • [F2]Each restricted stock unit ("RSU") represented a contingent right to receive one share of the Issuer's common stock.
  • [F3]The RSU, which provided for vesting and settlement on May 12, 2017 was cancelled pursuant to the Merger Agreement and the Reporting Person became entitled to receive an initial cash payment equal to the product of $30.50 and the sum of the number of vested but unsettled shares of common stock and 1/3 of the unvested shares of common stock subject to this RSU. The Reporting Person shall be entitled to receive a payment for the remaining 2/3 of the unvested shares of common stock subject to this RSU in equal portions promptly following the 12 and 18 month anniversaries of the Effective Time or upon the earlier date as the RSU was scheduled to vest according to the original vesting conditions, provided the Reporting Person remains continuously employed by the Issuer through such date and provided further that if the Reporting Person is terminated without cause, the vesting conditions will be deemed satisfied on the Reporting Person's last day of employment.
  • [F4]Not applicable.

Issuer

QLIK TECHNOLOGIES INC

CIK 0001305294

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001305294

Filing Metadata

Form type
4
Filed
Aug 21, 8:00 PM ET
Accepted
Aug 22, 4:31 PM ET
Size
8.4 KB