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4//SEC Filing

DreamWorks Animation SKG, Inc. 4

Accession 0001209191-16-138220

CIK 0001297401operating

Filed

Aug 21, 8:00 PM ET

Accepted

Aug 22, 8:16 PM ET

Size

15.6 KB

Accession

0001209191-16-138220

Insider Transaction Report

Form 4
Period: 2016-08-22
SATTERTHWAITE DAN
Head of Human Resources
Transactions
  • Disposition to Issuer

    Class A Common Stock, par value $0.01 per share

    2016-08-22$41.00/sh14,069$576,8290 total
  • Disposition to Issuer

    Stock Appreciation Rights

    2016-08-221,5160 total
    Exercise: $28.10Exp: 2018-10-31Class A Common Stock (1,516 underlying)
  • Disposition to Issuer

    Class A Common Stock, par value $0.01 per share

    2016-08-22$41.00/sh14,104$578,2640 total
  • Disposition to Issuer

    Stock Appreciation Rights

    2016-08-225,4330 total
    Exercise: $31.37Exp: 2017-11-02Class A Common Stock (5,433 underlying)
  • Disposition to Issuer

    Stock Appreciation Rights

    2016-08-224,4960 total
    Exercise: $35.30Exp: 2020-10-29Class A Common Stock (4,496 underlying)
Footnotes (4)
  • [F1]On August 22, 2016, Comcast Corporation, a Pennsylvania corporation ("Parent") acquired the Issuer pursuant to that certain Agreement and Plan of Merger, dated as of April 28, 2016 (the "Merger Agreement"), among the Issuer, Parent and Comcast Paris NewCo, Inc., a Delaware corporation and wholly owned subsidiary of Parent ("Merger Sub"). In accordance with terms of the Merger Agreement, Merger Sub merged with and into Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly ownerd subsidiary of Parent. The Merger is more fully described in the Issuer's information statement filed with the Securities and Exchange Commission on July 11, 2016.
  • [F2]Pursuant to the terms of the Merger Agreement, at the Effective Time( as defined in the Merger Agreement), each outstanding share of the Issuer's Class A common stock owned by the reporting person immediately prior to the Effective Time was cancelled and converted into the right to receive $41.00 in cash (the "per share merger consideration"), without interest and less any applicable withholding taxes.
  • [F3]Pursuant to the terms of the Merger Agreement, at the Effective Time (as defined in the Merger Agreement), each restricted stock unit with respect to the Issuer's Class A common stock held by the reporting person immediately prior to the Effective Time was cancelled and converted into the right to receive $41.00 in cash (the "per share merger consideration") multiplied by the number of shares of the Issuer's Class A common stock subject to such restricted stock unit, without interest and less an applicable withholding taxes.
  • [F4]Pursuant to the terms of the Merger Agreement, at the Effective Time, each stock appreciation right with respect to the Issuer's Class A common stock held by the reporting person immediately prior to the Effective Time was cancelled and converted into the right to receive an amount in cash equal to (i) the excess, if any, of the per share merger consideration minus the exercise price per share of the Issuer's Class A common stock subjected to such stock appreciation right multiplied by (ii) the number of shares of the Issuer's Class A common stock subject to such stock appreciation right, without interest and less any applicable withholding taxes.

Issuer

DreamWorks Animation SKG, Inc.

CIK 0001297401

Entity typeoperating

Related Parties

1
  • filerCIK 0001297401

Filing Metadata

Form type
4
Filed
Aug 21, 8:00 PM ET
Accepted
Aug 22, 8:16 PM ET
Size
15.6 KB