LM FUNDING AMERICA, INC. 4
4 · LM FUNDING AMERICA, INC. · Filed Aug 30, 2016
Insider Transaction Report
Form 4
Gould Carollinn
Director10% Owner
Transactions
- Purchase
Warrants
2016-08-26$0.69/sh+3,251$2,243→ 3,251 total(indirect: By Spouse)Exercise: $12.50Exp: 2020-10-31→ Common Stock (3,251 underlying) - Purchase
Common Stock
2016-08-29$7.87/sh+3,000$23,610→ 3,000 total(indirect: By Spouse) - Purchase
Warrants
2016-08-29$0.55/sh+649$357→ 3,900 total(indirect: By Spouse)Exercise: $12.50Exp: 2020-10-31→ Common Stock (649 underlying)
Holdings
- 132,420(indirect: By LLC)
Warrants
Exercise: $12.50Exp: 2020-10-31→ Common Stock (132,420 underlying) - 2,191,244(indirect: By LLC)
Common Stock
- 1,500(indirect: By LLC)
Warrants
Exercise: $12.50Exp: 2020-10-31→ Common Stock (1,500 underlying) - 42,676(indirect: By LLC)
Common Stock
Footnotes (4)
- [F1]Bruce M. Rogers and Carollinn Gould, husband and wife, and their family, including trusts or custodial accounts of minor children of each of Mr. Rodgers and Ms. Gould, own 100% of the outstanding membership interests of BRR Holding, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.
- [F2]Immediately Exercisable
- [F3]On prior beneficial ownership filings the expiration date has been reported as 10/22/2020. The correct expiration date is 10/31/2020
- [F4]Bruce M. Rogers and Carollinn Gould, husband and wife, and their family, including trusts or custodial accounts of minor children of each of Mr. Rodgers and Ms. Gould, own 100% of the outstanding membership interests of CGR63, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.