4//SEC Filing
LM FUNDING AMERICA, INC. 4
Accession 0001209191-16-139117
$LMFACIK 0001640384operating
Filed
Aug 29, 8:00 PM ET
Accepted
Aug 30, 3:46 PM ET
Size
14.6 KB
Accession
0001209191-16-139117
Insider Transaction Report
Form 4
Gould Carollinn
Director10% Owner
Transactions
- Purchase
Warrants
2016-08-26$0.69/sh+3,251$2,243→ 3,251 total(indirect: By Spouse)Exercise: $12.50Exp: 2020-10-31→ Common Stock (3,251 underlying) - Purchase
Common Stock
2016-08-29$7.87/sh+3,000$23,610→ 3,000 total(indirect: By Spouse) - Purchase
Warrants
2016-08-29$0.55/sh+649$357→ 3,900 total(indirect: By Spouse)Exercise: $12.50Exp: 2020-10-31→ Common Stock (649 underlying)
Holdings
- 132,420(indirect: By LLC)
Warrants
Exercise: $12.50Exp: 2020-10-31→ Common Stock (132,420 underlying) - 2,191,244(indirect: By LLC)
Common Stock
- 1,500(indirect: By LLC)
Warrants
Exercise: $12.50Exp: 2020-10-31→ Common Stock (1,500 underlying) - 42,676(indirect: By LLC)
Common Stock
Footnotes (4)
- [F1]Bruce M. Rogers and Carollinn Gould, husband and wife, and their family, including trusts or custodial accounts of minor children of each of Mr. Rodgers and Ms. Gould, own 100% of the outstanding membership interests of BRR Holding, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.
- [F2]Immediately Exercisable
- [F3]On prior beneficial ownership filings the expiration date has been reported as 10/22/2020. The correct expiration date is 10/31/2020
- [F4]Bruce M. Rogers and Carollinn Gould, husband and wife, and their family, including trusts or custodial accounts of minor children of each of Mr. Rodgers and Ms. Gould, own 100% of the outstanding membership interests of CGR63, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.
Documents
Issuer
LM FUNDING AMERICA, INC.
CIK 0001640384
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001640384
Filing Metadata
- Form type
- 4
- Filed
- Aug 29, 8:00 PM ET
- Accepted
- Aug 30, 3:46 PM ET
- Size
- 14.6 KB