ECOLOGY & ENVIRONMENT INC 4
4 · ECOLOGY & ENVIRONMENT INC · Filed Sep 2, 2016
Insider Transaction Report
Form 4
Gross Michael C.
Director
Transactions
- Award
Class A Common Stock
2016-09-02$10.15/sh+1,319$13,388→ 2,669 total
Holdings
- 5,949(indirect: By Trust)
Class B Common Stock
- 17,500(indirect: By Trust)
Class B Common Stock
- 400
Class A Common Stock
Footnotes (4)
- [F1]Class B Common Stock is convertible one-for-one into Class A Common Stock
- [F2]Reporting Person is one of three co-trustees of an inter vivos trust established by his parents for their benefit that owns these shares of Class B Common Stock and is a one-third contingent remainder beneficiary of the trust's assets which include a total of 17,848 of such shares of which he disclaims beneficial interest in 11,899 of those shares.
- [F3]Reporting Person is one of three co-trustees of an inter vivos trust established by his father for the benefit of his mother, himself and his siblings that owns shares of Class B Common Stock. The Reporting Person is a one-third contingent remainder beneficiary of the trust's assets which include 52,500 of such shares of whch he disclaims beneficial intest in 35,000 of those shares.
- [F4]Award of Class A Common Stock pursuant to the 2011 Ecology and Environment, Inc. Stock Award Plan