Home/Filings/4/0001209191-16-139896

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TUBEMOGUL INC 4

Accession 0001209191-16-139896

CIK 0001449278operating

View on SEC.gov Company Profile

Filed

Sep 1, 8:00 PM ET

Accepted

Sep 2, 7:54 PM ET

Size

41.2 KB

Accession

0001209191-16-139896

Insider Transaction Report

Form 4

Period: 2016-08-31

TUBEMOGUL INCTUBE

Trinity X Side-By-Side Fund, L.P.

10% Owner

Transactions

Other
Common Stock
2016-08-31+78→ 1,936 total(indirect: By Trust)
Other
Common Stock
2016-08-31−292,250→ 4,383,749 total(indirect: By Trinity Ventures X, L.P.)
Other
Common Stock
2016-08-31−2,922→ 0 total(indirect: By LLC)
Other
Common Stock
2016-08-31+262→ 6,496 total(indirect: By Daniel Scholnick)
Other
Common Stock
2016-08-31−1,655→ 24,824 total(indirect: By Trinity X Side-By-Side Fund, L.P.)
Other
Common Stock
2016-08-31+647→ 1,941 total(indirect: By Trust)
Other
Common Stock
2016-08-31+110→ 2,748 total(indirect: By TVL Management Corporation)
Other
Common Stock
2016-08-31−2,826→ 42,392 total(indirect: By Trinity X Entrepreneurs' Fund, L.P.)
Other
Common Stock
2016-08-31+2,922→ 2,922 total(indirect: By LLC)
Other
Common Stock
2016-08-31+633→ 8,539 total(indirect: By Trust)
Other
Common Stock
2016-08-31+682→ 9,776 total(indirect: By Trust)
Other
Common Stock
2016-08-31+796→ 12,603 total(indirect: By Trust)

Fenton Noel J

10% Owner

Transactions

Other
Common Stock
2016-08-31−1,655→ 24,824 total(indirect: By Trinity X Side-By-Side Fund, L.P.)
Other
Common Stock
2016-08-31+796→ 12,603 total(indirect: By Trust)
Other
Common Stock
2016-08-31+110→ 2,748 total(indirect: By TVL Management Corporation)
Other
Common Stock
2016-08-31−292,250→ 4,383,749 total(indirect: By Trinity Ventures X, L.P.)
Other
Common Stock
2016-08-31−2,922→ 0 total(indirect: By LLC)
Other
Common Stock
2016-08-31+2,922→ 2,922 total(indirect: By LLC)
Other
Common Stock
2016-08-31+78→ 1,936 total(indirect: By Trust)
Other
Common Stock
2016-08-31−2,826→ 42,392 total(indirect: By Trinity X Entrepreneurs' Fund, L.P.)
Other
Common Stock
2016-08-31+262→ 6,496 total(indirect: By Daniel Scholnick)
Other
Common Stock
2016-08-31+682→ 9,776 total(indirect: By Trust)
Other
Common Stock
2016-08-31+647→ 1,941 total(indirect: By Trust)
Other
Common Stock
2016-08-31+633→ 8,539 total(indirect: By Trust)

ORR LAWRENCE K

10% Owner

Transactions

Other
Common Stock
2016-08-31−2,826→ 42,392 total(indirect: By Trinity X Entrepreneurs' Fund, L.P.)
Other
Common Stock
2016-08-31+633→ 8,539 total(indirect: By Trust)
Other
Common Stock
2016-08-31+647→ 1,941 total(indirect: By Trust)
Other
Common Stock
2016-08-31+2,922→ 2,922 total(indirect: By LLC)
Other
Common Stock
2016-08-31−1,655→ 24,824 total(indirect: By Trinity X Side-By-Side Fund, L.P.)
Other
Common Stock
2016-08-31+682→ 9,776 total(indirect: By Trust)
Other
Common Stock
2016-08-31+262→ 6,496 total(indirect: By Daniel Scholnick)
Other
Common Stock
2016-08-31−292,250→ 4,383,749 total(indirect: By Trinity Ventures X, L.P.)
Other
Common Stock
2016-08-31−2,922→ 0 total(indirect: By LLC)
Other
Common Stock
2016-08-31+796→ 12,603 total(indirect: By Trust)
Other
Common Stock
2016-08-31+78→ 1,936 total(indirect: By Trust)
Other
Common Stock
2016-08-31+110→ 2,748 total(indirect: By TVL Management Corporation)

Tai Augustus O

10% Owner

Transactions

Other
Common Stock
2016-08-31+682→ 9,776 total(indirect: By Trust)
Other
Common Stock
2016-08-31+647→ 1,941 total(indirect: By Trust)
Other
Common Stock
2016-08-31+78→ 1,936 total(indirect: By Trust)
Other
Common Stock
2016-08-31+2,922→ 2,922 total(indirect: By LLC)
Other
Common Stock
2016-08-31+633→ 8,539 total(indirect: By Trust)
Other
Common Stock
2016-08-31−292,250→ 4,383,749 total(indirect: By Trinity Ventures X, L.P.)
Other
Common Stock
2016-08-31−1,655→ 24,824 total(indirect: By Trinity X Side-By-Side Fund, L.P.)
Other
Common Stock
2016-08-31−2,922→ 0 total(indirect: By LLC)
Other
Common Stock
2016-08-31+796→ 12,603 total(indirect: By Trust)
Other
Common Stock
2016-08-31−2,826→ 42,392 total(indirect: By Trinity X Entrepreneurs' Fund, L.P.)
Other
Common Stock
2016-08-31+262→ 6,496 total(indirect: By Daniel Scholnick)
Other
Common Stock
2016-08-31+110→ 2,748 total(indirect: By TVL Management Corporation)

Wang Fred

10% Owner

Transactions

Other
Common Stock
2016-08-31−1,655→ 24,824 total(indirect: By Trinity X Side-By-Side Fund, L.P.)
Other
Common Stock
2016-08-31+262→ 6,496 total(indirect: By Daniel Scholnick)
Other
Common Stock
2016-08-31+796→ 12,603 total(indirect: By Trust)
Other
Common Stock
2016-08-31+78→ 1,936 total(indirect: By Trust)
Other
Common Stock
2016-08-31+633→ 8,539 total(indirect: By Trust)
Other
Common Stock
2016-08-31+647→ 1,941 total(indirect: By Trust)
Other
Common Stock
2016-08-31−2,922→ 0 total(indirect: By LLC)
Other
Common Stock
2016-08-31−292,250→ 4,383,749 total(indirect: By Trinity Ventures X, L.P.)
Other
Common Stock
2016-08-31+682→ 9,776 total(indirect: By Trust)
Other
Common Stock
2016-08-31−2,826→ 42,392 total(indirect: By Trinity X Entrepreneurs' Fund, L.P.)
Other
Common Stock
2016-08-31+2,922→ 2,922 total(indirect: By LLC)
Other
Common Stock
2016-08-31+110→ 2,748 total(indirect: By TVL Management Corporation)

Scholnick Dan

10% Owner

Transactions

Other
Common Stock
2016-08-31−2,826→ 42,392 total(indirect: By Trinity X Entrepreneurs' Fund, L.P.)
Other
Common Stock
2016-08-31+78→ 1,936 total(indirect: By Trust)
Other
Common Stock
2016-08-31+110→ 2,748 total(indirect: By TVL Management Corporation)
Other
Common Stock
2016-08-31+633→ 8,539 total(indirect: By Trust)
Other
Common Stock
2016-08-31+682→ 9,776 total(indirect: By Trust)
Other
Common Stock
2016-08-31+796→ 12,603 total(indirect: By Trust)
Other
Common Stock
2016-08-31+647→ 1,941 total(indirect: By Trust)
Other
Common Stock
2016-08-31−292,250→ 4,383,749 total(indirect: By Trinity Ventures X, L.P.)
Other
Common Stock
2016-08-31−1,655→ 24,824 total(indirect: By Trinity X Side-By-Side Fund, L.P.)
Other
Common Stock
2016-08-31+2,922→ 2,922 total(indirect: By LLC)
Other
Common Stock
2016-08-31−2,922→ 0 total(indirect: By LLC)
Other
Common Stock
2016-08-31+262→ 6,496 total(indirect: By Daniel Scholnick)

Trinity TVL X, LLC

10% Owner

Transactions

Other
Common Stock
2016-08-31−292,250→ 4,383,749 total(indirect: By Trinity Ventures X, L.P.)
Other
Common Stock
2016-08-31−2,826→ 42,392 total(indirect: By Trinity X Entrepreneurs' Fund, L.P.)
Other
Common Stock
2016-08-31+633→ 8,539 total(indirect: By Trust)
Other
Common Stock
2016-08-31+796→ 12,603 total(indirect: By Trust)
Other
Common Stock
2016-08-31+647→ 1,941 total(indirect: By Trust)
Other
Common Stock
2016-08-31−2,922→ 0 total(indirect: By LLC)
Other
Common Stock
2016-08-31+262→ 6,496 total(indirect: By Daniel Scholnick)
Other
Common Stock
2016-08-31−1,655→ 24,824 total(indirect: By Trinity X Side-By-Side Fund, L.P.)
Other
Common Stock
2016-08-31+682→ 9,776 total(indirect: By Trust)
Other
Common Stock
2016-08-31+2,922→ 2,922 total(indirect: By LLC)
Other
Common Stock
2016-08-31+78→ 1,936 total(indirect: By Trust)
Other
Common Stock
2016-08-31+110→ 2,748 total(indirect: By TVL Management Corporation)

TVL Management CORP

10% Owner

Transactions

Other
Common Stock
2016-08-31+633→ 8,539 total(indirect: By Trust)
Other
Common Stock
2016-08-31+110→ 2,748 total(indirect: By TVL Management Corporation)
Other
Common Stock
2016-08-31+682→ 9,776 total(indirect: By Trust)
Other
Common Stock
2016-08-31−2,826→ 42,392 total(indirect: By Trinity X Entrepreneurs' Fund, L.P.)
Other
Common Stock
2016-08-31−1,655→ 24,824 total(indirect: By Trinity X Side-By-Side Fund, L.P.)
Other
Common Stock
2016-08-31+2,922→ 2,922 total(indirect: By LLC)
Other
Common Stock
2016-08-31+262→ 6,496 total(indirect: By Daniel Scholnick)
Other
Common Stock
2016-08-31−292,250→ 4,383,749 total(indirect: By Trinity Ventures X, L.P.)
Other
Common Stock
2016-08-31−2,922→ 0 total(indirect: By LLC)
Other
Common Stock
2016-08-31+796→ 12,603 total(indirect: By Trust)
Other
Common Stock
2016-08-31+647→ 1,941 total(indirect: By Trust)
Other
Common Stock
2016-08-31+78→ 1,936 total(indirect: By Trust)

Trinity X Entrepreneurs' Fund, L.P.

10% Owner

Transactions

Other
Common Stock
2016-08-31+262→ 6,496 total(indirect: By Daniel Scholnick)
Other
Common Stock
2016-08-31+682→ 9,776 total(indirect: By Trust)
Other
Common Stock
2016-08-31+796→ 12,603 total(indirect: By Trust)
Other
Common Stock
2016-08-31+647→ 1,941 total(indirect: By Trust)
Other
Common Stock
2016-08-31+110→ 2,748 total(indirect: By TVL Management Corporation)
Other
Common Stock
2016-08-31−2,826→ 42,392 total(indirect: By Trinity X Entrepreneurs' Fund, L.P.)
Other
Common Stock
2016-08-31−1,655→ 24,824 total(indirect: By Trinity X Side-By-Side Fund, L.P.)
Other
Common Stock
2016-08-31+633→ 8,539 total(indirect: By Trust)
Other
Common Stock
2016-08-31+78→ 1,936 total(indirect: By Trust)
Other
Common Stock
2016-08-31−292,250→ 4,383,749 total(indirect: By Trinity Ventures X, L.P.)
Other
Common Stock
2016-08-31+2,922→ 2,922 total(indirect: By LLC)
Other
Common Stock
2016-08-31−2,922→ 0 total(indirect: By LLC)

Footnotes (15)

[F1]Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Trinity Ventures X, L.P. without consideration to its limited partners and its general partner, Trinity TVL X, LLC.
[F10]The shares are held by the Fenton Family 1994 Trust (the "Fenton Family Trust"). Mr. Fenton is a trustee of the Fenton Family Trust. Mr. Fenton disclaims beneficial ownership of the shares held by the Fenton Family Trust except to the extent of his proportionate pecuniary interest therein.
[F11]The shares are held by the Lederer-Orr Family Trust (the "Lederer-Orr Family Trust"). Mr. Orr is a trustee of the Lederer-Orr Family Trust. Mr. Orr disclaims beneficial ownership of the shares held by the Lederer-Orr Family Trust except to the extent of his proportionate pecuniary interest therein.
[F12]The shares are held by the Tai Family Trust (the "Tai Family Trust"). Mr. Tai is a trustee of the Tai Family Trust. Mr. Tai disclaims beneficial ownership of the shares held by the Tai Family Trust except to the extent of his proportionate pecuniary interest therein.
[F13]The shares are held by the Wang Family Trust (the "Wang Family Trust"). Mr. Wang is a trustee of the Wang Family Trust. Mr. Wang disclaims beneficial ownership of the shares held by the Wang Family Trust except to the extent of his proportionate pecuniary interest therein.
[F14]The shares are held by the Mehandru Nguyen Revocable Trust Dated October 30, 2015 (the "Mehandru Nguyen Trust"). Mr. Mehandru is a trustee of the Mehandru Nguyen Trust. Mr. Mehandru disclaims beneficial ownership of the shares held by the Mehandru Nguyen Trust except to the extent of his proportionate pecuniary interest therein.
[F15]The shares are held by Trinity TVL Management Corporation.
[F2]The transactions being reported were effected pursuant to a Rule 10b5-1 plan adopted on September 14, 2015.
[F3]Trinity TVL X, LLC is the general partner of Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. and has sole voting and investment power with respect to the shares held by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. Trinity TVL X, LLC disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of its pecuniary interest therein.
[F4]Lawrence K. Orr, Noel J. Fenton, Augustus O. Tai, Fred Wang, Patricia Nakache, Ajay Chopra, TVL Management Corporation, Karan Mehandru, Daniel Scholnick and Nina C. Labatt are management members of Trinity TVL X, LLC, and may be deemed to share voting and investment power over the shares owned by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. Messrs. Chopra, Fenton, Orr, Tai, Scholnick, Mehandru and Wang and Ms. Nakache and Labatt serve as officers of TVL Management Corporation. Each of the Reporting Persons disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of his, her or its respective pecuniary interest therein.
[F5]Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Trinity X Entrepreneurs' Fund, L.P. without consideration to its limited partners.
[F6]Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Trinity X Side-By-Side Fund, L.P. without consideration to its limited partners.
[F7]Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Trinity Ventures X, L.P. described in footnote 1.
[F8]Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Trinity TVL X, LLC without consideration to its members.
[F9]The shares are held by Daniel Scholnick.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

TUBEMOGUL INC

CIK 0001449278

→

Entity typeoperating

IncorporatedCA

Related Parties

filerCIK 0001449278

Filing Metadata

Form type: 4
Filed: Sep 1, 8:00 PM ET
Accepted: Sep 2, 7:54 PM ET
Size: 41.2 KB

View on SEC.gov