4//SEC Filing
LM FUNDING AMERICA, INC. 4
Accession 0001209191-16-140520
$LMFACIK 0001640384operating
Filed
Sep 7, 8:00 PM ET
Accepted
Sep 8, 2:03 PM ET
Size
12.9 KB
Accession
0001209191-16-140520
Insider Transaction Report
Form 4
Gould Carollinn
Director10% Owner
Transactions
- Purchase
Common Stock
2016-09-06$7.98/sh+1,000$7,980→ 4,000 total(indirect: By Spouse) - Purchase
Common Stock
2016-09-06$7.96/sh+400$3,184→ 400 total(indirect: By IRA)
Holdings
- 3,900(indirect: By Spouse)
Warrants
Exercise: $12.50Exp: 2020-10-31→ Common Stock (3,900 underlying) - 2,191,244(indirect: By LLC)
Common Stock
- 132,420(indirect: By LLC)
Warrants
Exercise: $12.50Exp: 2020-10-31→ Common Stock (132,420 underlying) - 42,676(indirect: By LLC)
Common Stock
- 1,500(indirect: By LLC)
Warrants
Exercise: $12.50Exp: 2020-10-31→ Common Stock (1,500 underlying)
Footnotes (3)
- [F1]Bruce M. Rogers and Carollinn Gould, husband and wife, and their family, including trusts or custodial accounts of minor children of each of Mr. Rodgers and Ms. Gould, own 100% of the outstanding membership interests of CGR63, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.
- [F2]Bruce M. Rogers and Carollinn Gould, husband and wife, and their family, including trusts or custodial accounts of minor children of each of Mr. Rodgers and Ms. Gould, own 100% of the outstanding membership interests of BRR Holding, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.
- [F3]Immediately Exercisable
Documents
Issuer
LM FUNDING AMERICA, INC.
CIK 0001640384
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001640384
Filing Metadata
- Form type
- 4
- Filed
- Sep 7, 8:00 PM ET
- Accepted
- Sep 8, 2:03 PM ET
- Size
- 12.9 KB