LM FUNDING AMERICA, INC. 4
4 · LM FUNDING AMERICA, INC. · Filed Sep 13, 2016
Insider Transaction Report
Form 4
Gould Carollinn
Director10% Owner
Transactions
- Purchase
Common Stock
2016-09-13$7.97/sh+617$4,917→ 4,617 total(indirect: By Spouse) - Purchase
Common Stock
2016-09-12$8.18/sh+600$4,908→ 1,000 total(indirect: By IRA)
Holdings
- 132,420(indirect: By LLC)
Warrants
Exercise: $12.50Exp: 2020-10-31→ Common Stock (132,420 underlying) - 2,191,244(indirect: By LLC)
Common Stock
- 3,900(indirect: By Spouse)
Warrants
Exercise: $12.50Exp: 2020-10-31→ Common Stock (3,900 underlying) - 1,500(indirect: By LLC)
Warrants
Exercise: $12.50Exp: 2020-10-31→ Common Stock (1,500 underlying) - 42,676(indirect: By LLC)
Common Stock
Footnotes (3)
- [F1]Bruce M. Rogers and Carollinn Gould, husband and wife, and their family, including trusts or custodial accounts of minor children of each of Mr. Rodgers and Ms. Gould, own 100% of the outstanding membership interests of CGR63, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.
- [F2]Bruce M. Rogers and Carollinn Gould, husband and wife, and their family, including trusts or custodial accounts of minor children of each of Mr. Rodgers and Ms. Gould, own 100% of the outstanding membership interests of BRR Holding, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.
- [F3]Immediately Exercisable