Home/Filings/4/0001209191-16-141880
4//SEC Filing

CU Bancorp 4

Accession 0001209191-16-141880

CIK 0001543643operating

Filed

Sep 15, 8:00 PM ET

Accepted

Sep 16, 6:50 PM ET

Size

6.3 KB

Accession

0001209191-16-141880

Insider Transaction Report

Form 4
Period: 2016-09-15
Transactions
  • Award

    Common Stock

    2016-09-15+1,2003,470 total
Holdings
  • Common Stock

    (indirect: By Trust)
    40,650
Footnotes (3)
  • [F1]1,200 restricted shares of common stock were granted to the Reporting Person on September 15, 2016. The closing price per share of the issuer's stock as of that date was $25.00 per share. The restricted stock shares are subject to time-based vesting pursuant to which the shares will vest on the earlier of September 15, 2017 or the date of CU Bancorp's 2017 Annual Shareholder Meeting.
  • [F2]Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurance of certain events specified in the restricted stock grant.
  • [F3]The Reporting Person's holdings are being reduced by 1,750 shares because it was discovered that the Form 4 which the Reporting Person filed on December 22, 2014 had overstated the Reported Person's holdings by the same amount as a result of an administrative error.

Issuer

CU Bancorp

CIK 0001543643

Entity typeoperating
IncorporatedCA

Related Parties

1
  • filerCIK 0001543643

Filing Metadata

Form type
4
Filed
Sep 15, 8:00 PM ET
Accepted
Sep 16, 6:50 PM ET
Size
6.3 KB