CU Bancorp·4

Sep 16, 6:50 PM ET

CU Bancorp 4

4 · CU Bancorp · Filed Sep 16, 2016

Insider Transaction Report

Form 4
Period: 2016-09-15
Transactions
  • Award

    Common Stock

    2016-09-15+1,2003,470 total
Holdings
  • Common Stock

    (indirect: By Trust)
    40,650
Footnotes (3)
  • [F1]1,200 restricted shares of common stock were granted to the Reporting Person on September 15, 2016. The closing price per share of the issuer's stock as of that date was $25.00 per share. The restricted stock shares are subject to time-based vesting pursuant to which the shares will vest on the earlier of September 15, 2017 or the date of CU Bancorp's 2017 Annual Shareholder Meeting.
  • [F2]Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurance of certain events specified in the restricted stock grant.
  • [F3]The Reporting Person's holdings are being reduced by 1,750 shares because it was discovered that the Form 4 which the Reporting Person filed on December 22, 2014 had overstated the Reported Person's holdings by the same amount as a result of an administrative error.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION