LM FUNDING AMERICA, INC. 4
4 · LM FUNDING AMERICA, INC. · Filed Sep 19, 2016
Insider Transaction Report
Form 4
Gould Carollinn
Director10% Owner
Transactions
- Purchase
Common Stock
2016-09-16$8.01/sh+100$801→ 5,000 total(indirect: By Spouse) - Purchase
Common Stock
2016-09-15$8.01/sh+283$2,267→ 4,900 total(indirect: By Spouse)
Holdings
- 1,000(indirect: By IRA)
Common Stock
- 132,420(indirect: By LLC)
Warrants
Exercise: $12.50Exp: 2020-10-31→ Common Stock (132,420 underlying) - 3,900(indirect: By Spouse)
Warrants
Exercise: $12.50Exp: 2020-10-31→ Common Stock (3,900 underlying) - 2,191,244(indirect: By LLC)
Common Stock
- 42,676(indirect: By LLC)
Common Stock
- 1,500(indirect: By LLC)
Warrants
Exercise: $12.50Exp: 2020-10-31→ Common Stock (1,500 underlying)
Footnotes (3)
- [F1]Bruce M. Rogers and Carollinn Gould, husband and wife, and their family, including trusts or custodial accounts of minor children of each of Mr. Rodgers and Ms. Gould, own 100% of the outstanding membership interests of CGR63, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.
- [F2]Bruce M. Rogers and Carollinn Gould, husband and wife, and their family, including trusts or custodial accounts of minor children of each of Mr. Rodgers and Ms. Gould, own 100% of the outstanding membership interests of BRR Holding, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.
- [F3]Immediately Exercisable