4//SEC Filing
LM FUNDING AMERICA, INC. 4
Accession 0001209191-16-142274
$LMFACIK 0001640384operating
Filed
Sep 20, 8:00 PM ET
Accepted
Sep 21, 4:37 PM ET
Size
8.0 KB
Accession
0001209191-16-142274
Insider Transaction Report
Form 4
TRABER MARTIN A
Director
Transactions
- Purchase
Common Stock
2016-09-21$8.39/sh+1,000$8,390→ 11,000 total(indirect: By Trust)
Holdings
- 10,000(indirect: By Trust)
Warrants
Exercise: $12.50Exp: 2020-10-31→ Common Stock (10,000 underlying) - 5,000
Stock Options (right to buy)
Exercise: $10.00Exp: 2025-10-22→ Common Stock (5,000 underlying)
Footnotes (5)
- [F1]10,000 shares previously reported as a direct ownership are now held in trust.
- [F2]Grant to reporting person of option to buy shares under the 2015 Omnibus Incentive Plan. One-third of the options become exercisable on the first, second, and third anniversary of the date of grant.
- [F3]Immediately Exercisable
- [F4]On prior beneficial ownership filings the expiration date has been reported as 10/22/2020. The correct expiration date is 10/31/2020
- [F5]10,000 warrants previously reported as a direct ownership are now held in trust.
Documents
Issuer
LM FUNDING AMERICA, INC.
CIK 0001640384
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001640384
Filing Metadata
- Form type
- 4
- Filed
- Sep 20, 8:00 PM ET
- Accepted
- Sep 21, 4:37 PM ET
- Size
- 8.0 KB