LM FUNDING AMERICA, INC. 4
4 · LM FUNDING AMERICA, INC. · Filed Sep 21, 2016
Insider Transaction Report
Form 4
TRABER MARTIN A
Director
Transactions
- Purchase
Common Stock
2016-09-21$8.39/sh+1,000$8,390→ 11,000 total(indirect: By Trust)
Holdings
- 10,000(indirect: By Trust)
Warrants
Exercise: $12.50Exp: 2020-10-31→ Common Stock (10,000 underlying) - 5,000
Stock Options (right to buy)
Exercise: $10.00Exp: 2025-10-22→ Common Stock (5,000 underlying)
Footnotes (5)
- [F1]10,000 shares previously reported as a direct ownership are now held in trust.
- [F2]Grant to reporting person of option to buy shares under the 2015 Omnibus Incentive Plan. One-third of the options become exercisable on the first, second, and third anniversary of the date of grant.
- [F3]Immediately Exercisable
- [F4]On prior beneficial ownership filings the expiration date has been reported as 10/22/2020. The correct expiration date is 10/31/2020
- [F5]10,000 warrants previously reported as a direct ownership are now held in trust.