CU Bancorp 4
4 · CU Bancorp · Filed Sep 22, 2016
Insider Transaction Report
Form 4
CU BancorpCUNB
Horton K Brian
DirectorPresident
Transactions
- Other
Common Stock
2016-09-21−3,362→ 0 total(indirect: By Chester E Horton Jr. as Custodian for UTMA/CA for Christopher R. Horton)
Holdings
- 70,444(indirect: By Trust)
Common Stock
- 64,574
Common Stock
Footnotes (2)
- [F1]The Reporting Person is reporting the disposition of 3,362 shares from a CUTMA account which he had indirectly controlled at one point in time because the shares have been transferred to his child, who has reached the age of majority.
- [F2]Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.