4//SEC Filing
CSX CORP 4
Accession 0001209191-16-142971
$CSXCIK 0000277948operating
Filed
Sep 27, 8:00 PM ET
Accepted
Sep 28, 10:45 AM ET
Size
13.2 KB
Accession
0001209191-16-142971
Insider Transaction Report
Form 4
CSX CORPCSX
GOODEN CLARENCE W
EVP and CCO
Transactions
- Sale
Common Stock
2016-09-26$29.44/sh−10,345$304,557→ 100,933 total(indirect: By Trust) - Award
Phantom Stock
2016-09-15+2→ 261 total(indirect: Executive Deferred Compensation Plan)→ Common Stock (2 underlying) - Sale
Common Stock
2016-09-26$29.43/sh−6,987$205,627→ 118,013 total(indirect: By Trust)
Holdings
- 55,000(indirect: By Trust)
Common Stock
- 413(indirect: By 401(k))
Common Stock
- 127,954
Common Stock
- 164,274(indirect: By Trust)
Common Stock
Footnotes (7)
- [F1]The transactions reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted by the Reporting Person on August 23, 2016. These plans have been approved pursuant to the terms of the Issuer's policies and are part of the Reporting Person's strategy to diversify assets.
- [F2]By Trustee, Clarence W. Gooden.
- [F3]By Trustee, CSX Tax Savings Thrift Plan. The number reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund.
- [F4]These shares are held in a Trust for the Reporting Person's spouse. The Reporting Person's spouse is the Trustee of the Trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.
- [F5]Each unit of phantom stock is the economic equivalent of one share of Company common stock. Units of phantom stock become payable, in cash, consistent with the Reporting Person's distribution election made at the time of deferral.
- [F6]Reflects units of phantom stock acquired through the dividend reinvestment feature of the CSX Corporation Executive Deferred Compensation Plan.
- [F7]By Trustee, CSX Corporation Executive Deferred Compensation Plan.
Documents
Issuer
CSX CORP
CIK 0000277948
Entity typeoperating
IncorporatedVA
Related Parties
1- filerCIK 0000277948
Filing Metadata
- Form type
- 4
- Filed
- Sep 27, 8:00 PM ET
- Accepted
- Sep 28, 10:45 AM ET
- Size
- 13.2 KB