REALNETWORKS INC 4

4 · REALNETWORKS INC · Filed Oct 4, 2016

Form 4

Period: 2016-10-03

President, Consumer Media

Transactions

Tax Payment
Common Stock
2016-10-03$4.43/sh−3,265$14,464→ 6,735 total
Award
Stock Option (Right to Buy)
2016-10-03+350,000→ 350,000 total
Exercise: $4.43From: 2017-09-19Exp: 2023-10-03→ Common Stock (350,000 underlying)
Exercise/Conversion
Restricted Stock Unit
2016-10-03−10,000→ 0 total
Exercise: $0.00From: 2016-10-03Exp: 2016-10-03→ Common Stock (10,000 underlying)
Exercise/Conversion
Common Stock
2016-10-03+10,000→ 10,000 total
Award
Restricted Stock Unit
2016-10-03+20,000→ 20,000 total
Exercise: $0.00From: 2016-09-19Exp: 2017-09-19→ Common Stock (20,000 underlying)

Footnotes (6)

[F1]Vested restricted stock units were distributed to the reporting person, without payment, in shares of common stock on a unit-for-share basis.
[F2]Shares deemed surrendered in payment of the tax liability resulting from the vesting of restricted stock units.
[F3]25% of the option vests on the one-year anniversary of the vesting commencement date, and an additional 12.5% of the option vests upon the completion of each successive six months of employment until the option becomes fully vested.
[F4]Each restricted stock unit represents a contingent right to receive one share of RealNetworks common stock.
[F5]50% of the restricted stock unit award was deemed vested on the grant date and the remaining 50% will vest on September 19, 2017, subject to the reporting person's continued employment with the company through such date.
[F6]Converts into common stock on a unit-for-share basis upon vesting.

Documents

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