Home/Filings/4/0001209191-16-144230
4//SEC Filing

REALNETWORKS INC 4

Accession 0001209191-16-144230

CIK 0001046327operating

Filed

Oct 3, 8:00 PM ET

Accepted

Oct 4, 4:24 PM ET

Size

13.9 KB

Accession

0001209191-16-144230

Insider Transaction Report

Form 4
Period: 2016-10-03
Patrizio William
President, Consumer Media
Transactions
  • Tax Payment

    Common Stock

    2016-10-03$4.43/sh3,265$14,4646,735 total
  • Award

    Stock Option (Right to Buy)

    2016-10-03+350,000350,000 total
    Exercise: $4.43From: 2017-09-19Exp: 2023-10-03Common Stock (350,000 underlying)
  • Exercise/Conversion

    Restricted Stock Unit

    2016-10-0310,0000 total
    Exercise: $0.00From: 2016-10-03Exp: 2016-10-03Common Stock (10,000 underlying)
  • Exercise/Conversion

    Common Stock

    2016-10-03+10,00010,000 total
  • Award

    Restricted Stock Unit

    2016-10-03+20,00020,000 total
    Exercise: $0.00From: 2016-09-19Exp: 2017-09-19Common Stock (20,000 underlying)
Footnotes (6)
  • [F1]Vested restricted stock units were distributed to the reporting person, without payment, in shares of common stock on a unit-for-share basis.
  • [F2]Shares deemed surrendered in payment of the tax liability resulting from the vesting of restricted stock units.
  • [F3]25% of the option vests on the one-year anniversary of the vesting commencement date, and an additional 12.5% of the option vests upon the completion of each successive six months of employment until the option becomes fully vested.
  • [F4]Each restricted stock unit represents a contingent right to receive one share of RealNetworks common stock.
  • [F5]50% of the restricted stock unit award was deemed vested on the grant date and the remaining 50% will vest on September 19, 2017, subject to the reporting person's continued employment with the company through such date.
  • [F6]Converts into common stock on a unit-for-share basis upon vesting.

Issuer

REALNETWORKS INC

CIK 0001046327

Entity typeoperating
IncorporatedWA

Related Parties

1
  • filerCIK 0001046327

Filing Metadata

Form type
4
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 4:24 PM ET
Size
13.9 KB