FIVE PRIME THERAPEUTICS INC 4

4 · FIVE PRIME THERAPEUTICS INC · Filed Oct 13, 2016

Form 4

Period: 2016-10-12

Director

Transactions

Exercise/Conversion
Stock Option (right to buy)
2016-10-12−2,439→ 0 total
Exercise: $1.23Exp: 2016-10-25→ Common Stock (2,439 underlying)
Exercise/Conversion
Common Stock
2016-10-12$1.23/sh+1,219.5$1,500→ 1,219.5 total

Holdings

Footnotes (4)

[F1]Since the date of the reporting person's last ownership report, he transferred 1,219.5 shares of common stock issued upon exercise of an employee stock option to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.
[F2]Since the date of the reporting person's last ownership report, he transferred (i) 13,550 shares of common stock and (ii) 2,092 shares of common stock from The Robert Lee Douglas and Elizabeth A. Strode Revocable Trust dated October 6, 1995 (the "Joint Trust") to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.
[F3]Since the date of the reporting person's last ownership report, he transferred (i) 13,550 shares of common stock to The Robert Lee Douglas Rev Trust dtd 04/30/2015 and (ii) 2,092 shares of common stock from the Joint Trust to The Robert Lee Douglas Rev Trust dtd 04/30/2015.
[F4]This option was fully vested and immediately exercisable.

Documents

1 file