4//SEC Filing
XTERA COMMUNICATIONS, INC. 4
Accession 0001209191-16-145790
CIK 0001122051operating
Filed
Oct 12, 8:00 PM ET
Accepted
Oct 13, 4:02 PM ET
Size
13.1 KB
Accession
0001209191-16-145790
Insider Transaction Report
Form 4
NELSEN ROBERT
10% Owner
Transactions
- Purchase
Warrants to Purchase Common Stock
2016-10-11+83,500→ 500,167 total(indirect: See Footnote)Exercise: $0.61From: 2016-10-11Exp: 2026-10-11→ Common Stock (83,500 underlying)
CRANDELL KEITH
10% Owner
Transactions
- Purchase
Warrants to Purchase Common Stock
2016-10-11+83,500→ 500,167 total(indirect: See Footnote)Exercise: $0.61From: 2016-10-11Exp: 2026-10-11→ Common Stock (83,500 underlying)
ARCH VENTURE PARTNERS VI LP
10% Owner
Transactions
- Purchase
Warrants to Purchase Common Stock
2016-10-11+83,500→ 500,167 total(indirect: See Footnote)Exercise: $0.61From: 2016-10-11Exp: 2026-10-11→ Common Stock (83,500 underlying)
ARCH VENTURE FUND VI LP
10% Owner
Transactions
- Purchase
Warrants to Purchase Common Stock
2016-10-11+83,500→ 500,167 total(indirect: See Footnote)Exercise: $0.61From: 2016-10-11Exp: 2026-10-11→ Common Stock (83,500 underlying)
ARCH VENTURE PARTNERS VI LLC
10% Owner
Transactions
- Purchase
Warrants to Purchase Common Stock
2016-10-11+83,500→ 500,167 total(indirect: See Footnote)Exercise: $0.61From: 2016-10-11Exp: 2026-10-11→ Common Stock (83,500 underlying)
Footnotes (2)
- [F1]The Warrants reported on this Form 4 were issued by Xtera Communications, Inc. (the "Company") as part of a private placement of secured promissory notes (the "Notes"). Each purchaser of Notes received warrants to purchase one share of the Company's Common Stock for each $1.00 of principal amount of Notes purchased
- [F2]The Warrants are held of record by ARCH Venture Fund VI, L.P. ("ARCH Fund VI"). The sole general partner of ARCH Fund VI is ARCH Venture Partners VI, L.P. ("ARCH Partners VI"), which may be deemed to beneficially own the shares held by ARCH Fund VI. The sole general partner of ARCH Partners VI is ARCH Venture Partners VI, LLC ("ARCH VI LLC"), which may be deemed to beneficially own the shares held by ARCH Fund VI. ARCH Partners VI and ARCH VI LLC disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein. The managing directors of ARCH VI LLC are Clinton Bybee, Keith Crandell and Robert Nelsen, and as such they may be deemed to have shared voting and investment power over the shares held by ARCH Fund VI. Mr. Bybee is a member of the Company's board of directors. Messrs. Bybee, Crandell and Nelsen disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
Documents
Issuer
XTERA COMMUNICATIONS, INC.
CIK 0001122051
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001122051
Filing Metadata
- Form type
- 4
- Filed
- Oct 12, 8:00 PM ET
- Accepted
- Oct 13, 4:02 PM ET
- Size
- 13.1 KB