Mattersight Corp 4
4 · Mattersight Corp · Filed Oct 18, 2016
Insider Transaction Report
Form 4
Mattersight CorpMATR
Gustafson David R
VP, Marketing & Product Mngmnt
Transactions
- Disposition to Issuer
Common Stock
2016-10-14$4.02/sh−6,190$24,884→ 325,176 total - Award
Common Stock
2016-10-14+19,901→ 331,366 total
Footnotes (4)
- [F1]The Award was approved by the Board of Directors of the issuer for purposes of 16b-3 and includes a tax withholding feature. The Award vested in full on 10/14/2016.
- [F2]Not Applicable
- [F3]Includes 1500 shares of Common Stock acquired on 9/30/2016 through the Mattersight Corporation 1999 Employee Stock Purchase Plan.
- [F4]This is not an open market sale of securities. This is a disposition of shares to the issuer in the form of share withholding upon vesting of restricted stock, to satisfy mandatory tax withholding obligations. The disposition occurred pursuant to a pre-existing award agreement and equity incentive plan and was approved in advance in the manner provided in Rule 16b-3(e) under the Securities Exchange Act of 1934.