Woodward, Inc. 4
4 · Woodward, Inc. · Filed Oct 21, 2016
Insider Transaction Report
Form 4
HALBROOK JOHN A
Director
Transactions
- Exercise/Conversion
Woodward, Inc. Common Stock
2016-10-19$18.49/sh+8,200$151,618→ 336,534.999 total - Exercise/Conversion
Non-Qualified Stock Option (Right to Buy)
2016-10-19−8,200→ 0 totalExercise: $18.49From: 2007-11-15Exp: 2016-11-15→ Woodward, Inc. Common Stock (8,200 underlying) - Tax Payment
Woodward, Inc. Common Stock
2016-10-19$59.21/sh−1,500$88,815→ 335,034.999 total
Holdings
- 191,893(indirect: By Trust)
Woodward, Inc. Common Stock
- 251,681(indirect: By self as holder of note)
Woodward, Inc. Common Stock
- 102,000(indirect: By Trust)
Woodward, Inc. Common Stock
- 79,980(indirect: By Trust)
Woodward, Inc. Common Stock
Footnotes (3)
- [F1]The shares were withheld by the Issuer for tax liability purposes pertaining to the exercise of the stock option.
- [F2]The Reporting Person beneficially owns 251,681 shares sold in 2011 to The Halbrook Family Irrevocable Trust (the "Halbrook Family Trust Shares"), of which the Reporting Person's children are the beneficiaries and trustees without dispositive power with respect to the Halbrook Family Trust Shares. The Halbrook Family Trust Shares were sold by the Reporting Person in exchange for a promissory note.
- [F3]Options, which expire November 15, 2016, became exercisable as to 25% of the shares on November 15, 2007, and each one-year anniversary thereafter.