BIOCEPT INC 4
4 · BIOCEPT INC · Filed Oct 21, 2016
Insider Transaction Report
Form 4
BIOCEPT INCBIOC
Nall Michael W.
DirectorCEO AND PRESIDENT
Transactions
- Gift
Common Stock
2015-09-01−4,762→ 29,450 total - Gift
Common Stock
2016-03-09−4,450→ 25,000 total - Purchase
Warrant to Purchase Common Stock
2016-10-19+36,363→ 36,363 totalExercise: $1.10From: 2016-10-19Exp: 2021-10-19→ Common Stock (36,363 underlying) - Gift
Common Stock
2015-04-30−4,000→ 34,212 total - Gift
Common Stock
2015-04-30+4,000→ 4,000 total(indirect: By Trust) - Gift
Common Stock
2016-03-09+4,450→ 13,212 total(indirect: By Trust) - Purchase
Common Stock
2016-10-19$1.10/sh+36,363$39,999→ 49,575 total(indirect: By Trust) - Gift
Common Stock
2015-09-01+4,762→ 8,762 total(indirect: By Trust)
Footnotes (6)
- [F1]As adjusted for the 1-for-3 reverse stock split effected September 27, 2016.
- [F2]On September 27, 2016, the Issuer effected a 1-for-3 reverse stock split resulting in the reporting person's ownership of 68,422 fewer shares.
- [F3]On September 27, 2016, the Issuer effected a 1-for-3 reverse stock split resulting in the reporting person's ownership of 8,000 fewer shares.
- [F4]On September 27, 2016, the Issuer effected a 1-for-3 reverse stock split resulting in the reporting person's ownership of 9,524 fewer shares.
- [F5]On September 27, 2016, the Issuer effected a 1-for-3 reverse stock split resulting in the reporting person's ownership of 8,898 fewer shares.
- [F6]Shares were purchased from the issuer in a unit offering, with each unit consisting of one share of Common Stock and one warrant to purchase one share of Common Stock for $1.10 per unit.