Capital Bank Financial Corp. 4

4 · Capital Bank Financial Corp. · Filed Oct 26, 2016

Form 4

Period: 2016-10-26

Director

Transactions

Award
Common Stock Option (right to buy)
2016-10-26+10,488→ 10,488 total
Exercise: $37.21Exp: 2025-07-31→ Class A Common Stock (10,488 underlying)
Award
Common Stock Option (right to buy)
2016-10-26+19,781→ 19,781 total
Exercise: $37.21Exp: 2024-10-01→ Class A Common Stock (19,781 underlying)
Award
Class A Common Stock, par value $0.01 per share
2016-10-26+27,184→ 27,184 total
Award
Common Stock Option (right to buy)
2016-10-26+2,528→ 2,528 total
Exercise: $37.21Exp: 2024-10-01→ Class A Common Stock (2,528 underlying)
Award
Common Stock Option (right to buy)
2016-10-26+11,821→ 11,821 total
Exercise: $37.21Exp: 2025-07-31→ Class A Common Stock (11,821 underlying)

Footnotes (6)

[F1]Received in exchange for 63,220 shares of CommunityOne Bancorp common stock in connection with the merger of CommunityOne Bancorp into Capital Bank Financial Corp. (the "Merger"). Pursuant to the Agreement and Plan of Merger, dated November 22, 2015, by and between Capital Bank Financial Corp. and CommunityOne Bancorp (the "Merger Agreement"), each issued and outstanding share of CommunityOne Bancorp was exchanged for either 0.43 shares of Capital Bank Financial Corp. Class A common stock or $14.25 in cash, subject to the election and proration procedures described in the Merger Agreement.
[F2]Pursuant to the Merger Agreement, the option became fully vested on October 26, 2016.
[F3]Received in the Merger in exchange for a stock option to acquire 46,004 shares of CommunityOne Bancorp common stock for $16.00 per share.
[F4]Received in the Merger in exchange for a stock option to acquire 5,880 shares of CommunityOne Bancorp common stock for $16.00 per share.
[F5]Received in the Merger in exchange for a stock option to acquire 24,392 shares of CommunityOne Bancorp common stock for $16.00 per share.
[F6]Received in the Merger in exchange for a stock option to acquire 27,491 shares of CommunityOne Bancorp common stock for $16.00 per share.

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