PROVIDENCE & WORCESTER RAILROAD CO/RI/ 4

Accession 0001209191-16-147815

CIK 0000831968operating

View on SEC.gov Company Profile

Filed

Nov 1, 8:00 PM ET

Accepted

Nov 2, 2:50 PM ET

Size

28.9 KB

Accession

0001209191-16-147815

Insider Transaction Report

Form 4

Period: 2016-11-01

PROVIDENCE & WORCESTER RAILROAD CO/RI/PWX

ANDERSON RICHARD W

Director

Transactions

Disposition to Issuer
Stock Option (right to buy)
2016-11-01$13.60/sh−230$3,128→ 0 total
Exercise: $11.40From: 2012-07-03Exp: 2022-01-03→ Common Stock (230 underlying)
Disposition to Issuer
Stock Option (right to buy)
2016-11-01$14.25/sh−210$2,993→ 0 total
Exercise: $10.75From: 2010-07-04Exp: 2020-01-04→ Common Stock (210 underlying)
Disposition to Issuer
Stock Option (right to buy)
2016-11-01$13.01/sh−200$2,602→ 0 total
Exercise: $11.99From: 2009-07-02Exp: 2019-01-02→ Common Stock (200 underlying)
Disposition to Issuer
Stock Option (right to buy)
2016-11-01$8.51/sh−1,000$8,510→ 0 total
Exercise: $16.49From: 2017-01-18Exp: 2026-01-18→ Common Stock (1,000 underlying)
Disposition to Issuer
Stock Option (right to buy)
2016-11-01$5.50/sh−180$990→ 0 total
Exercise: $19.50From: 2007-07-02Exp: 2017-01-02→ Common Stock (180 underlying)
Disposition to Issuer
Stock Option (right to buy)
2016-11-01$6.91/sh−260$1,797→ 0 total
Exercise: $18.09From: 2015-07-02Exp: 2025-01-02→ Common Stock (260 underlying)
Disposition to Issuer
Stock Option (right to buy)
2016-11-01$5.45/sh−250$1,363→ 0 total
Exercise: $19.55From: 2014-07-02Exp: 2024-01-02→ Common Stock (250 underlying)
Disposition to Issuer
Stock Option (right to buy)
2016-11-01$8.28/sh−190$1,573→ 0 total
Exercise: $16.72From: 2008-07-02Exp: 2018-01-02→ Common Stock (190 underlying)
Disposition to Issuer
Common Stock
2016-11-01$25.00/sh−1,670$41,750→ 0 total
Disposition to Issuer
Stock Option (right to buy)
2016-11-01$8.25/sh−220$1,815→ 0 total
Exercise: $16.75From: 2011-07-03Exp: 2021-01-03→ Common Stock (220 underlying)
Disposition to Issuer
Stock Option (right to buy)
2016-11-01$11.04/sh−240$2,650→ 0 total
Exercise: $13.96From: 2013-07-02Exp: 2023-01-02→ Common Stock (240 underlying)

Footnotes (12)

[F1]Disposed of pursuant to the Merger Agreement, dated August 12, 2016 (the "Merger Agreement"), among Providence and Worcester Railroad Company (the "Company"), Genesee & Wyoming Inc. ("G&W"), and Pullman Acquisition Sub Inc. ("Pullman"), whereby Pullman merged with and into the Company, whereupon the separate corporate existence of Pullman ceased and the Company became a wholly-owned subsidiary of G&W, in exchange for $25.00 per share in cash.
[F10]The reporting person received $2,602.00 as consideration for the cancellation.
[F11]The reporting person received $1,573.20 as consideration for the cancellation.
[F12]The reporting person received $990.00 as consideration for the cancellation.
[F2]This option was cancelled pursuant to the terms of the Merger Agreement.
[F3]The reporting person received $8,510.00 as consideration for the cancellation.
[F4]The reporting person received $1,796.60 as consideration for the cancellation.
[F5]The reporting person received $1,362.50 as consideration for the cancellation.
[F6]The reporting person received $2,649.60 as consideration for the cancellation.
[F7]The reporting person received $3,128.00 as consideration for the cancellation.
[F8]The reporting person received $1,815.00 as consideration for the cancellation.
[F9]The reporting person received $2,992.50 as consideration for the cancellation.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

PROVIDENCE & WORCESTER RAILROAD CO/RI/

CIK 0000831968

→

Entity typeoperating

IncorporatedRI

Related Parties

filerCIK 0000831968

Filing Metadata

Form type: 4
Filed: Nov 1, 8:00 PM ET
Accepted: Nov 2, 2:50 PM ET
Size: 28.9 KB

View on SEC.gov