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Home/Filings/4/0001209191-16-147829
4//SEC Filing

PROVIDENCE & WORCESTER RAILROAD CO/RI/ 4

Accession 0001209191-16-147829

CIK 0000831968operating
View on SEC.govCompany Profile

Filed

Nov 1, 8:00 PM ET

Accepted

Nov 2, 2:57 PM ET

Size

28.9 KB

Accession

0001209191-16-147829

Insider Transaction Report

Form 4
Period: 2016-11-01
PROVIDENCE & WORCESTER RAILROAD CO/RI/PWX
HEALY JOHN J
Director
Transactions
  • Disposition to Issuer

    Stock Option (right to buy)

    2016-11-01$5.45/sh−320$1,744→ 0 total
    Exercise: $19.55From: 2014-07-02Exp: 2024-01-02→ Common Stock (320 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2016-11-01$6.91/sh−330$2,280→ 0 total
    Exercise: $18.09From: 2015-07-02Exp: 2025-01-02→ Common Stock (330 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2016-11-01$14.25/sh−280$3,990→ 0 total
    Exercise: $10.75From: 2010-07-04Exp: 2020-01-04→ Common Stock (280 underlying)
  • Disposition to Issuer

    Common Stock

    2016-11-01$25.00/sh−2,640$66,000→ 0 total
  • Disposition to Issuer

    Stock Option (right to buy)

    2016-11-01$11.04/sh−310$3,422→ 0 total
    Exercise: $13.96From: 2013-07-02Exp: 2023-01-02→ Common Stock (310 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2016-11-01$8.51/sh−1,000$8,510→ 0 total
    Exercise: $16.49From: 2017-01-18Exp: 2026-01-18→ Common Stock (1,000 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2016-11-01$8.25/sh−290$2,393→ 0 total
    Exercise: $16.75From: 2011-07-03Exp: 2021-01-03→ Common Stock (290 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2016-11-01$13.60/sh−300$4,080→ 0 total
    Exercise: $11.40From: 2012-07-03Exp: 2022-01-03→ Common Stock (300 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2016-11-01$13.01/sh−270$3,513→ 0 total
    Exercise: $11.99From: 2009-07-02Exp: 2019-01-02→ Common Stock (270 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2016-11-01$8.28/sh−260$2,153→ 0 total
    Exercise: $16.72From: 2008-07-02Exp: 2018-01-02→ Common Stock (260 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2016-11-01$5.50/sh−250$1,375→ 0 total
    Exercise: $19.50From: 2007-07-02Exp: 2017-01-02→ Common Stock (250 underlying)
Footnotes (12)
  • [F1]Disposed of pursuant to the Merger Agreement, dated August 12, 2016 (the "Merger Agreement"), among Providence and Worcester Railroad Company (the "Company"), Genesee & Wyoming Inc. ("G&W"), and Pullman Acquisition Sub Inc. ("Pullman"), whereby Pullman merged with and into the Company, whereupon the separate corporate existence of Pullman ceased and the Company became a wholly-owned subsidiary of G&W, in exchange for $25.00 per share in cash.
  • [F10]The reporting person received $3,512.70 as consideration for the cancellation.
  • [F11]The reporting person received $2,152.80 as consideration for the cancellation.
  • [F12]The reporting person received $1,375.00 as consideration for the cancellation.
  • [F2]This option was cancelled pursuant to the terms of the Merger Agreement.
  • [F3]The reporting person received $8,510.00 as consideration for the cancellation.
  • [F4]The reporting person received $2,280.30 as consideration for the cancellation.
  • [F5]The reporting person received $1,744.00 as consideration for the cancellation.
  • [F6]The reporting person received $3,422.40 as consideration for the cancellation.
  • [F7]The reporting person received $4,080.00 as consideration for the cancellation.
  • [F8]The reporting person received $2,392.50 as consideration for the cancellation.
  • [F9]The reporting person received $3,990.00 as consideration for the cancellation.

Documents

1 file

Issuer

PROVIDENCE & WORCESTER RAILROAD CO/RI/

CIK 0000831968

→
Entity typeoperating
IncorporatedRI

Related Parties

1
  • filerCIK 0000831968

Filing Metadata

Form type
4
Filed
Nov 1, 8:00 PM ET
Accepted
Nov 2, 2:57 PM ET
Size
28.9 KB
View on SEC.gov