Home/Filings/4/0001209191-16-147841
4//SEC Filing

PROVIDENCE & WORCESTER RAILROAD CO/RI/ 4

Accession 0001209191-16-147841

CIK 0000831968operating

Filed

Nov 1, 8:00 PM ET

Accepted

Nov 2, 3:02 PM ET

Size

12.3 KB

Accession

0001209191-16-147841

Insider Transaction Report

Form 4
Period: 2016-11-01
Transactions
  • Disposition to Issuer

    Stock Option (right to buy)

    2016-11-01$6.91/sh110$7600 total
    Exercise: $18.09From: 2015-07-02Exp: 2025-01-02Common Stock (110 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2016-11-01$8.51/sh1,000$8,5100 total
    Exercise: $16.49From: 2017-01-18Exp: 2026-01-18Common Stock (1,000 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2016-11-01$5.45/sh100$5450 total
    Exercise: $19.55From: 2014-07-02Exp: 2024-01-02Common Stock (100 underlying)
  • Disposition to Issuer

    Common Stock

    2016-11-01$25.00/sh100$2,5000 total
Footnotes (5)
  • [F1]Disposed of pursuant to the Merger Agreement, dated August 12, 2016 (the "Merger Agreement"), among Providence and Worcester Railroad Company (the "Company"), Genesee & Wyoming Inc. ("G&W"), and Pullman Acquisition Sub Inc. ("Pullman"), whereby Pullman merged with and into the Company, whereupon the separate corporate existence of Pullman ceased and the Company became a wholly-owned subsidiary of G&W, in exchange for $25.00 per share in cash.
  • [F2]This option was cancelled pursuant to the terms of the Merger Agreement.
  • [F3]The reporting person received $8,510.00 as consideration for the cancellation.
  • [F4]The reporting person received $760.10 as consideration for the cancellation.
  • [F5]The reporting person received $545.00 as consideration for the cancellation.

Issuer

PROVIDENCE & WORCESTER RAILROAD CO/RI/

CIK 0000831968

Entity typeoperating
IncorporatedRI

Related Parties

1
  • filerCIK 0000831968

Filing Metadata

Form type
4
Filed
Nov 1, 8:00 PM ET
Accepted
Nov 2, 3:02 PM ET
Size
12.3 KB